UP Fintech Holding Limited Names Katherine Wei Wu as Global Chief Compliance Officer
April 16 2019 - 8:00AM
UP Fintech Holding Limited (“UP Fintech” or the “Company”) (NASDAQ:
TIGR), a leading online brokerage firm focusing on global Chinese
investors, today announced the appointment of Katherine Wei Wu as
its Global Chief Compliance Officer, a new position in the Company.
Ms. Wu will oversee the group’s corporate compliance
function. Ms. Wu has 20 years' experience in compliance
including various compliance management positions in a number of
leading international financial institutions such as Mitsubishi UFJ
Securities (USA), RBS Securities Inc, Barclays Capital Inc, etc.
Ms. Wu is an expert of financial market laws and regulations in the
U.S., Europe and Hong Kong. She holds a Juris Doctor (JD) degree
from Fordham University School of Law and a Bachelor of Arts degree
in economics from Mount Holyoke College.Mr. Tianhua Wu, Chief
Executive Officer and Director of UP Fintech, stated, “We are
pleased to welcome Katherine to join our team as the Global Chief
Compliance Officer. Her background as a senior compliance executive
comes with a stellar reputation. We are confident that with her
extensive industry experience, Katherine will help us uphold the
highest professional standards and propel our company to the next
level of growth.”
About UP Fintech Holding
LimitedUP Fintech Holding Limited is a leading online
brokerage firm focusing on global Chinese investors. The Company’s
proprietary mobile and online trading platform enables investors to
trade in equities and other financial instruments on multiple
exchanges around the world. The Company offers innovative products
and services as well as a superior user experience to customers
through its "mobile first" strategy, which enables it to better
serve and retain current customers as well as attract new ones. The
Company offers customers comprehensive brokerage and value-added
services, including trade order placement and execution, margin
financing, account management, investor education, community
discussion and customer support. The Company’s proprietary
infrastructure and advanced technology are able to support trades
across multiple currencies, multiple markets, multiple products,
multiple execution venues and multiple clearinghouses. For more
information on the Company, please
visit: https://ir.itiger.com.
Safe Harbor
StatementThis article contains “forward-looking
statements” as defined in the U.S. Private Securities Litigation
Reform Act of 1995. These forward-looking statements can be
identified by terminology such as “will,” “expects,” “anticipates,”
“aims,” “future,” “intends,” “plans,” “believes,” “estimates,”
“likely to” and similar statements. Statements that are not
historical facts, including statements about the Company’s beliefs,
plans and expectations, are forward-looking statements.
Forward-looking statements involve inherent risks and
uncertainties. These risks and uncertainties and others that relate
to the Company’s business and financial condition are detailed from
time to time in the Company’s Securities and Exchange Commission
filings, and can affect actual results. A number of factors could
cause actual results to differ materially from those contained in
any forward-looking statement. These forward-looking statements are
made only as of the date indicated, and the Company disclaims any
obligation to update or revise the information contained in any
forward-looking statements, whether as a result of new information,
future events or otherwise, except as required under applicable
law.
Investor Relations Contact UP Fintech Holding
Limited Email: ir@itiger.com Tel: +1 (646) 308-1535Jack Wang ICR,
Inc. Email: tiger.ir@icrinc.com Tel: +1 (646) 308-1535
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