Statement of Changes in Beneficial Ownership (4)
February 28 2020 - 4:25PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
MOLL CURTIS |
2. Issuer Name and Ticker or Trading Symbol
SHILOH INDUSTRIES INC
[
SHLO
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
5903 GRAFTON ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/26/2020 |
(Street)
VALLEY CITY, OH 44280
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 2/26/2020 | | A | | 17931 (1) | A | $0.00 | 228262 | D | |
Common Stock | | | | | | | | 604400 | I | By Corporation Pension Plan (2) |
Common Stock | | | | | | | | 7300866 | I | By Corporation (3) |
Common Stock | | | | | | | | 20000 | I | By Foundation (4) |
Common Stock | | | | | | | | 1104 | I | By Spouse |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Grant of restricted stock under the Shiloh Industries, Inc. 2019 Equity and Incentive Compensation Plan. |
(2) | These shares are owned of record by the MTD Products Inc Master Employee Benefit Trust, a trust fund established and sponsored by MTD Products Inc. Mr. Moll is the Chairman of the Board of Directors and President of Oak Tree Holdings LLC and is a directors of MTD Holdings Inc., both of these entities are affiliates of MTD Products Inc. |
(3) | These shares are owned of record by Oak Tree Archway LLC and indirectly owned by Oak Tree Holdings LLC. Mr. Moll is the Chairman of the Board of Directors and President of Oak Tree Holdings LLC and is a director of MTD Holdings Inc., an affiliate of Oak Tree Holdings LLC. |
(4) | These shares are held by the Jochum Moll Foundation, a charitable organization, in which Mr. Moll shares voting and investment power over all of the foundation's assets. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
MOLL CURTIS 5903 GRAFTON ROAD VALLEY CITY, OH 44280 | X |
|
|
|
Signatures
|
/s/ Amy Floraday, as attorney-in-fact | | 2/28/2020 |
**Signature of Reporting Person | Date |
Shiloh Industries (NASDAQ:SHLO)
Historical Stock Chart
From Mar 2024 to Apr 2024
Shiloh Industries (NASDAQ:SHLO)
Historical Stock Chart
From Apr 2023 to Apr 2024