Current Report Filing (8-k)
March 01 2021 - 8:12AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported):
March 1, 2021
LIPOCINE INC.
(Exact name of registrant as specified
in its charter)
Commission File No. 001-36357
Delaware
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99-0370688
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(State or other jurisdiction
of incorporation)
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(IRS Employer
Identification Number)
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675 Arapeen Drive, Suite 202
Salt Lake City, Utah 84108
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including
area code: (801) 994-7383
Former name or former address, if changed
since last report: Not Applicable
Check the appropriate box below if the Form
8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR § 230.405) or Rule 12b-2 of the Securities
Exchange Act of 1934 (17 CFR § 240.12b-2).
Emerging
growth company ¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ¨
Securities
registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which
registered
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Common Stock, par value $0.0001 per share
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LPCN
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The NASDAQ Stock Market LLC
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The Company has updated its corporate presentation that it uses
when meeting with investors, analysts and others. The presentation is filed as Exhibit 99.1.
Additionally, the Company will be meeting with investors and
presenting materials regarding the Company at the Raymond James 42nd Annual Institutional Investors Conference being
held on March 1-3, 2021 and the H.C. Wainwright Global Life Science Conference being held March 9-10, 2021. The Company’s
materials to be used in the presentations are filed hereto as Exhibit 99.2.
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Item 9.01
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Financial Statements and Exhibits.
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(d) Exhibits
The following exhibits are filed with this report:
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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LIPOCINE INC.
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Date:
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March 1, 2021
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By:
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/s/ Mahesh V. Patel
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Mahesh V. Patel
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President and Chief Executive Officer
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