Current Report Filing (8-k)
May 15 2020 - 04:08PM
Edgar (US Regulatory)
false 0001629137 0001629137 2020-05-11
2020-05-11
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 11, 2020
Global Blood Therapeutics, Inc.
(Exact name of registrant as specified in its charter)
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Delaware
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001-37539
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27-4825712
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification Number)
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181 Oyster Point Blvd.
South San Francisco, CA 94080
(Address of principal executive offices, including zip code)
(650) 741-7700
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐ |
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425) |
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12) |
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d- 2(b)) |
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading
Symbol(s)
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Name of each exchange
on which registered
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Common Stock, par value $0.001 per share
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GBT
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The NASDAQ Global Select Market
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (17
CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934
(17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 5.02. |
Departure of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of
Certain Officers. |
(b)
On May 11, 2020, Lesley Ann Calhoun, Senior Vice President,
Finance and principal accounting officer of Global Blood
Therapeutics, Inc. (the “Company”), delivered notice of her
resignation from these positions and from her employment with the
Company, to be effective on May 29, 2020 (the “Calhoun
Resignation”), in order to pursue a leadership opportunity with a
privately-held healthcare company. Ms. Calhoun’s resignation
is not due to any disagreement with the Company on any matter
relating to the Company’s operations, financial statements,
internal controls, auditors, policies or practices.
(c)
On May 13, 2020, the Board of Directors of the Company
appointed Jeffrey Farrow, the Company’s Chief Financial Officer, as
principal accounting officer of the Company, effective upon the
Calhoun Resignation.
Mr. Farrow, 58, has served as the Company’s Chief Financial
Officer and principal financial officer since April 2016.
Mr. Farrow previously served as chief financial officer of ZS
Pharma, Inc., a biopharmaceutical company, which was acquired by
AstraZeneca in December 2015. Prior to ZS Pharma, he served as the
chief financial officer at Hyperion Therapeutics, Inc., a
commercial pharmaceutical company, from July 2010 until May 2015
where he was part of the team responsible for the successful
regulatory approval and commercial launch of RAVICTI® for the treatment
of urea cycle disorders. He previously served as vice president of
finance at Evotec AG, a drug discovery and development company.
Prior to Evotec, Mr. Farrow served as vice president of
finance and chief accounting officer at Renovis, Inc., a drug
discovery and development company, which was acquired by Evotec AG.
Earlier in his career, Mr. Farrow spent seven years working in
the audit practice of KPMG LLP. Mr. Farrow holds a B.A. in
business administration with a concentration in corporate finance
from California State University at Fullerton and is a certified
public accountant (inactive).
There are no arrangements or understandings between Mr. Farrow
and any other persons pursuant to which he was appointed as
principal accounting officer of the Company, and Mr. Farrow
has no family relationship with any director or executive officer
of the Company. Mr. Farrow is not a party to any current or
proposed transaction with the Company for which disclosure would be
required under Item 404(a) of Regulation S-K.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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Global Blood Therapeutics, Inc.
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Date: May 15, 2020
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By:
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/s/ Jeffrey Farrow
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Jeffrey Farrow
Chief Financial Officer
(Principal Financial Officer)
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