Current Report Filing (8-k)
June 07 2019 - 04:11PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
20549
______________
FORM
8-K
______________
CURRENT REPORT
Pursuant to Section 13 or
15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of
Earliest Event Reported): June 6, 2019
______________
Dolphin
Entertainment, Inc.
(Exact Name
of Registrant as Specified in Its Charter)
______________
|
| |
Florida
|
001-38331
|
86-0787790
|
(State or
Other Jurisdiction
|
(Commission
|
(IRS
Employer
|
of
Incorporation)
|
File
Number)
|
Identification No.)
|
2151 Le Jeune Road, Suite
150-Mezzanine
Coral Gables, FL
33134
(Address of
Principal Executive Offices) (Zip Code)
(305) 774-0407
(Registrant’s Telephone Number, Including Area Code)
Not Applicable
(Former Name
or Former Address, if Changed Since Last Report)
______________
Check the appropriate box
below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the registrant under any of the following
provisions:
¨
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
¨ Soliciting material pursuant to Rule
14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
¨ Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the
Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of
the Securities Exchange Act of 1934 (§240.12b-2 of this
chapter).
| |
Emerging growth company ¨
|
|
If an emerging growth company, indicate by
check mark if the registrant has elected not to use the extended
transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the
Exchange Act. ¨
Securities registered pursuant to Section
12(b) of the Act:
|
| |
Title of each class
|
Trading Symbol(s)
|
Name of each exchange on which registered
|
Common Stock, $0.015 par value per share
|
DLPN
|
The
Nasdaq Capital Market
|
Warrants to purchase Common Stock,
$0.015 par value per share
|
DLPNW
|
The
Nasdaq Capital Market
|
ITEM 5.07
Submission of Matters to a Vote of Security Holders.
On June 6,
2019, Dolphin Entertainment, Inc., a Florida corporation (the “
Company ”), held its 2019 Annual Meeting of Shareholders
(the “ Annual Meeting ”). The final voting results for each
of the proposals submitted to a vote of the Company’s shareholders
at the Annual Meeting are as follows:
Proposal 1:
Election of the directors named below, each of whom will
serve until the Company’s 2020 Annual Meeting of Shareholders.
|
|
|
|
| |
|
Votes
“For”
|
|
Votes
“Withheld”
|
|
Broker
Non-Votes
|
William O’Dowd, IV
|
5,837,693
|
|
23,175
|
|
3,351,341
|
Michael Espensen
|
5,814,186
|
|
46,682
|
|
3,351,341
|
Nelson Famadas
|
5,813,573
|
|
47,295
|
|
3,351,341
|
Allan Mayer
|
5,837,693
|
|
23,175
|
|
3,351,341
|
Mirta A. Negrini
|
5,828,022
|
|
32,846
|
|
3,351,341
|
Nicholas Stanham, Esq.
|
5,814,186
|
|
46,682
|
|
3,351,341
|
Anthony Leo
|
5,843,245
|
|
17,623
|
|
3,351,341
|
Claudia Grillo
|
5,843,243
|
|
17,625
|
|
3,351,341
|
Charles Dougiello
|
5,837,693
|
|
23,175
|
|
3,351,341
|
Proposal 2:
Ratification of the appointment of BDO, USA LLP as the
Company’s independent registered public accounting firm for the
2019 fiscal year.
|
|
|
|
|
| |
Votes
“For”
|
|
Votes
“Against”
|
|
Abstentions
|
|
Broker
Non-Votes
|
9,152,529
|
|
46,616
|
|
13,064
|
|
—
|
SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the Registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
|
|
| |
|
DOLPHIN ENTERTAINMENT,
INC.
|
|
|
|
|
|
Date: June 7,
2019
|
By:
|
/s/ Mirta A. Negrini
|
|
|
Name:
|
Mirta A. Negrini
|
|
|
Title:
|
Chief Financial and Operating
Officer
|
|
Dolphin Entertainment (NASDAQ:DLPN)
Historical Stock Chart
From Dec 2020 to Jan 2021
Dolphin Entertainment (NASDAQ:DLPN)
Historical Stock Chart
From Jan 2020 to Jan 2021