false 0000712771 0000712771 2023-11-01 2023-11-01 0000712771 cnob:CommonStockCustomMember 2023-11-01 2023-11-01 0000712771 cnob:DepositarySharesEachRepresentingA140thInterestInAShareOf525SeriesANoncumulativePerpetualPreferredStockCustomMember 2023-11-01 2023-11-01
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
_________________
 
FORM 8-K
_________________
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported):  November 1, 2023
 
_______________________________
 
CONNECTONE BANCORP, INC.
(Exact name of registrant as specified in its charter)
_______________________________
 
New Jersey
001-40751
52-1273725
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)
 
301 Sylvan Avenue
Englewood Cliffs, New Jersey 07632
(Address of Principal Executive Offices) (Zip Code)
 
(201) 816-8900
(Registrant's telephone number, including area code)
 
N/A
(Former name or former address, if changed since last report)
_______________________________
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common stock
CNOB
NASDAQ
Depositary Shares (each representing a 1/40th interest in a share of 5.25% Series A Non-Cumulative, perpetual preferred stock)
CNOBP
NASDAQ
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company ☐
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 
 
 
 
Item 8.01. Other Events.
 
Exhibit 99.1: Presentation, November 2023, Investor Presentation
 
Item 9.01. Financial Statements and Exhibits.
 
Exhibits. The following is filed as an Exhibit to this Current Report on Form 8-K:
 
99.1
  
104
  
Cover Page Interactive Data File (embedded within the Inline XBRL document)
 
 
 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
ConnectOne Bancorp, Inc.
     
     
Date: November 1, 2023
By: 
/s/ William S. Burns
   
William S. Burns
   
Senior Executive Vice President and Chief Financial Officer
 
 

Exhibit 99.1

 

 

 

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v3.23.3
Document And Entity Information
Nov. 01, 2023
Document Information [Line Items]  
Entity, Registrant Name CONNECTONE BANCORP, INC.
Document, Type 8-K
Document, Period End Date Nov. 01, 2023
Entity, Incorporation, State or Country Code NJ
Entity, File Number 001-40751
Entity, Tax Identification Number 52-1273725
Entity, Address, Address Line One 301 Sylvan Avenue
Entity, Address, City or Town Englewood Cliffs
Entity, Address, State or Province NJ
Entity, Address, Postal Zip Code 07632
City Area Code 201
Local Phone Number 816-8900
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Entity, Emerging Growth Company false
Amendment Flag false
Entity, Central Index Key 0000712771
CommonStock Custom [Member]  
Document Information [Line Items]  
Title of 12(b) Security Common stock
Trading Symbol CNOB
Security Exchange Name NASDAQ
DepositarySharesEachRepresentingA140thInterestInAShareOf525SeriesANoncumulativePerpetualPreferredStock Custom [Member]  
Document Information [Line Items]  
Title of 12(b) Security Depositary Shares (each representing a 1/40th interest in a share of 5.25% Series A Non-Cumulative, perpetual preferred stock)
Trading Symbol CNOBP
Security Exchange Name NASDAQ
ConnectOne Bancorp (NASDAQ:CNOB)
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