Form NT 10-K - Notification of inability to timely file Form 10-K 405, 10-K, 10-KSB 405, 10-KSB, 10-KT, or 10-KT405
July 31 2023 - 4:49PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
12b-25
NOTIFICATION
OF LATE FILING
SEC
FILE NUMBER 001-38175
CUSIP
NUMBER 04530L203
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(Check
one): |
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☒
Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q
☐
Form 10-D ☐ Form N-SAR ☐ Form N-CSR |
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For Period Ended: April 30,
2023 |
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☐ Transition Report on
Form 10-K |
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☐ Transition
Report on Form 20-F |
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☐ Transition
Report on Form 11-K |
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☐ Transition
Report on Form 10-Q |
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☐ Transition
Report on Form N-SAR |
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For the Transition
Period Ended: |
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Nothing
in this form shall be construed to imply that the Commission has verified any information contained herein. |
If
the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
PART
I — REGISTRANT INFORMATION
Aspen
Group, Inc.
Full
Name of Registrant
276
Fifth Avenue, Suite 505
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Address
of Principal Executive Office (Street and Number)
City,
State and Zip Code
PART
II — RULES 12b-25(b) AND (c)
If
the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b),
the following should be completed. (Check box if appropriate)
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(a) |
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The
reason described in reasonable detail in Part III of this form could not be eliminated without
unreasonable effort or expense;
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(b) |
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The
subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form
11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth
calendar day following the prescribed due date; or the subject quarterly report or transition
report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will
be filed on or before the fifth calendar day following the prescribed due date; and
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(c) |
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The
accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. |
PART
III — NARRATIVE
State
below in reasonable detail the reasons why Form 10-K, 11-K, 20-F, 10-Q, N-SAR or the transition report portion thereof could not be filed
within the prescribed time period.
Aspen
Group, Inc. (the “Company”) has filed a Form 15-12G with the Securities and Exchange Commission, which suspends the Company’s
duties to file reports under Sections 13 and 15(d) of the Securities Exchange Act of 1934, such as the Form 10-K for the fiscal year
ended April 30, 2023. The Company plans to file the Annual Report on OTC Market. Due to an administrative issue, the Company is presently
unable to file an extension form with OTC Markets. The Company is unable to file the Annual Report on OTC Markets in a timely manner
since its auditors have not completed the audit. The Company expects to file the Annual Report for the fiscal year ended April 30, 2023
with OTC Markets on or prior the 15th calendar day following the prescribed due date of the Annual Report.
Part
IV - Other Information
| 1. | Name
and telephone number of person to contact in regard to this notification |
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Michael
D. Harris |
(561) |
471-3507 |
(Name) |
(Area Code) |
(Telephone Number) |
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| 2. | Have
all other periodic reports required under Section 13 or 15(d) of the Securities Exchange
Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months
or for such shorter period that the registrant was required to file such report(s) been filed?
If answer is no, identify report(s). |
Yes
[X] No [_]
| 3. | Is
it anticipated that any significant change in results of operations from the corresponding
period for the last fiscal year will be reflected by the earnings statements to be included
in the subject report or portion thereof? |
Yes
[_] No [X]
If
so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why
a reasonable estimate of the results cannot be made.
The
Company expects to report a net loss of approximately $8.1 million versus a net loss of $9,585,781 for the prior fiscal year.
Aspen
Group, Inc.
(Name
of Registrant as Specified in Charter)
Pursuant
to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this notification to
be signed on its behalf by the undersigned hereunto duly authorized.
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Date:
July 31, 2023 |
By: |
/s/
Michael Mathews |
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Michael Mathews |
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Title: |
Chief Executive
Officer |
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