Current Report Filing (8-k)

Date : 03/15/2019 @ 9:11PM
Source : Edgar (US Regulatory)
Stock : Arrowhead Pharmaceuticals Inc (ARWR)
Quote : 36.0  -0.06 (-0.17%) @ 1:00AM
Arrowhead Pharmaceuticals share price Chart
After Hours
Last Trade
Last $ 36.00 ◊ 0.00 (0.00%)

Current Report Filing (8-k)

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): March 15, 2019

 

 

Arrowhead Pharmaceuticals, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-38042   46-0408024

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

225 South Lake Avenue, Suite 1050,

Pasadena, CA 91101

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code (626) 304-3400

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)

 

Pre-commencement communications pursuant to Rule 13e-4 (c) under the Exchange Act (17 CFR 240.13e-4(c)

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 5.07

Submission of Matters to a Vote of Security Holders

The following proposals were submitted to the stockholders of Arrowhead Pharmaceuticals, Inc. (the “Company”) at the 2019 Annual Meeting of Stockholders held on March 15, 2019.

 

   

Election of five directors to serve as members of the Company’s Board of Directors until the next Annual Meeting or until their successors are elected;

 

   

Approval, on a non-binding, advisory basis, of the compensation of the Company’s named executive officers for fiscal 2018;

 

   

Recommendation, on a non-binding, advisory basis, on the frequency of future stockholder advisory votes on the compensation of the Company’s named executive officers; and

 

   

Ratification of Rose Snyder & Jacobs as independent auditors of the Company for the fiscal year ended September 30, 2019.

As of January 23, 2019, the record date for the Annual Meeting, the Company had 94,200,893 shares of its common stock outstanding and entitled to vote. At the Annual Meeting, 81,419,896 shares were present in person or represented by proxy and entitled to vote. The number of votes cast for and against and the number of abstentions and broker non-votes with respect to each matter voted upon are set forth below:

Board of Director Election Results

 

NAME

   FOR      WITHHELD      NON VOTES  

Christopher Anzalone

     47,641,946        793,064        32,984,886  

Mauro Ferrari

     44,253,118        4,181,892        32,984,886  

Douglass Given

     44,885,561        3,549,449        32,984,886  

Michael S. Perry

     29,836,005        18,599,005        32,984,886  

William Waddill

     44,209,648        4,225,362        32,984,886  

Approval, on a non-binding, advisory basis, of the compensation of the Company’s named executive officers for the 2018 fiscal year

47,129,831 FOR 1,164,564 AGAINST 140,615 ABSTAIN 32,984,886 NON VOTES

The proposal was approved.

Recommendation, on a non-binding, advisory basis, on the frequency of future stockholder advisory votes on the compensation of the Company’s named executive officers

46,078,873  1 YEAR  667,615  2 YEARS  1,524,963  3 YEARS  163,559  ABSTAIN  32,984,886 NON VOTES

Based upon the results set forth above for Proposal 3, the Board of Directors of the Company has determined that future stockholder advisory votes on the compensation of the Company’s named executive officers will occur every year.

Ratification of Rose, Snyder & Jacobs as Arrowhead’s independent public accounting firm

80,386,983 FOR 287,438 AGAINST 745,475 ABSTAIN

The appointment was ratified.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Date: March 15, 2019

 

ARROWHEAD PHARMACEUTICALS, INC.

By:

 

/s/ Jane Davidson

 

Jane Davidson

 

Corporate Secretary

Arrowhead Pharmaceuticals (NASDAQ:ARWR)
Historical Stock Chart

1 Year : From Feb 2019 to Feb 2020

Click Here for more Arrowhead Pharmaceuticals Charts.

Arrowhead Pharmaceuticals (NASDAQ:ARWR)
Intraday Stock Chart

Today : Thursday 27 February 2020

Click Here for more Arrowhead Pharmaceuticals Charts.

Latest ARWR Messages

{{bbMessage.M_Alias}} {{bbMessage.MSG_Date}} {{bbMessage.HowLongAgo}} {{bbMessage.MSG_ID}} {{bbMessage.MSG_Subject}}

Loading Messages....


No posts yet, be the first! No {{symbol}} Message Board. Create One! See More Posts on {{symbol}} Message Board See More Message Board Posts
Your Recent History
LSE
GKP
Gulf Keyst..
LSE
QPP
Quindell
FTSE
UKX
FTSE 100
LSE
IOF
Iofina
FX
GBPUSD
UK Sterlin..
Stocks you've viewed will appear in this box, letting you easily return to quotes you've seen previously.

Register now to create your own custom streaming stock watchlist.

NYSE, AMEX, and ASX quotes are delayed by at least 20 minutes.
All other quotes are delayed by at least 15 minutes unless otherwise stated.

By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions

P: V:us D:20200228 03:12:30