Statement of Ownership (sc 13g)
February 14 2020 - 5:43PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of
1934
(Amendment No. )
Allakos Inc.
|
(Name of Issuer)
|
Common
Stock, $0.001 par value
|
(Title of Class of Securities)
|
December 31, 2019
|
(Date of Event Which Requires Filing of this Statement)
|
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
* The remainder of this cover page shall be filled out for a
reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
CUSIP No. 01671P100
1
|
Name of Reporting
Person
Redmile Group, LLC
|
2
|
Check the Appropriate
Box if a Member of a Group (See Instructions)
(a)
¨
(b)
¨
|
3
|
SEC
Use Only
|
4
|
Citizenship
or Place of Organization
Delaware
|
number
of
shares
beneficially
owned by
each
reporting
person with
|
5
|
Sole Voting
Power
0
|
6
|
Shared Voting
Power
3,033,526(1)
|
7
|
Sole
Dispositive Power
0
|
8
|
Shared Dispositive
Power
3,033,526(1)
|
9
|
Aggregate Amount
Beneficially Owned by Each Reporting Person
3,033,526(1)
|
10
|
Check if the
Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
|
11
|
Percent of Class
Represented by Amount in Row (9)
6.2%(2)
|
12
|
Type of Reporting
Person (See Instructions)
IA, OO
|
(1) Redmile
Group, LLC’s beneficial ownership of the Issuer’s Common Stock (“Common Stock”) is comprised of 3,033,526
shares of Common Stock owned by certain private investment vehicles and/or separately managed accounts managed by Redmile Group,
LLC, which shares of Common Stock may be deemed beneficially owned by Redmile Group, LLC as investment manager of such private
investment vehicles and/or separately managed accounts. The reported securities may also be deemed beneficially owned by Jeremy
C. Green as the principal of Redmile Group, LLC. Redmile Group, LLC and Mr. Green each disclaim beneficial ownership of these
shares, except to the extent of its or his pecuniary interest in such shares, if any.
(2) Percentage based on 48,665,674 shares of Common
Stock outstanding as of November 5, 2019, as reported by the Issuer in its Form 10-Q for the quarterly period ended September
30, 2019 filed with the Securities and Exchange Commission on November 12, 2019 (the “Form 10-Q”).
CUSIP No. 01671P100
1
|
Name of Reporting
Person
Jeremy C. Green
|
2
|
Check the Appropriate
Box if a Member of a Group (See Instructions)
(a)
¨
(b)
¨
|
3
|
SEC
Use Only
|
4
|
Citizenship
or Place of Organization
United Kingdom
|
number
of
shares
beneficially
owned by
each
reporting
person with
|
5
|
Sole Voting
Power
0
|
6
|
Shared Voting
Power
3,033,526(3)
|
7
|
Sole
Dispositive Power
0
|
8
|
Shared Dispositive
Power
3,033,526(3)
|
9
|
Aggregate Amount
Beneficially Owned by Each Reporting Person
3,033,526(3)
|
10
|
Check if the
Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
|
11
|
Percent of Class
Represented by Amount in Row (9)
6.2%(4)
|
12
|
Type of Reporting
Person (See Instructions)
IN, HC
|
(3)
Jeremy C. Green’s beneficial ownership of Common Stock is comprised of 3,033,526 shares of Common Stock owned by certain
private investment vehicles and/or separately managed accounts managed by Redmile Group, LLC, which shares of Common Stock may
be deemed beneficially owned by Redmile Group, LLC as investment manager of such private investment vehicles and/or separately
managed accounts. The reported securities may also be deemed beneficially owned by Jeremy C. Green as the principal of Redmile
Group, LLC. Redmile Group, LLC and Mr. Green each disclaim beneficial ownership of these shares, except to the extent of its or
his pecuniary interest in such shares, if any.
(4) Percentage based on 48,665,674 shares of Common
Stock outstanding as of November 5, 2019, as reported by the Issuer in the Form 10-Q.
Item 1.
(a)
|
Name of Issuer
|
|
|
|
Allakos Inc.
|
|
|
(b)
|
Address of Issuer’s Principal Executive Offices
|
|
|
|
975 Island Drive, Suite 201
|
|
Redwood City, CA 94065
|
Item 2.
(a)
|
Names of Persons Filing
|
|
|
|
Redmile Group, LLC
|
|
Jeremy C. Green
|
(b)
|
Address of Principal Business office or, if None, Residence
|
|
|
|
Redmile Group, LLC
|
|
One Letterman Drive
|
|
Building D, Suite D3-300
|
|
The Presidio of San Francisco
|
|
San Francisco, California 94129
|
|
|
|
Jeremy C. Green
|
|
c/o Redmile Group, LLC
|
|
One Letterman Drive
|
|
Building D, Suite D3-300
|
|
The Presidio of San Francisco
|
|
San Francisco, California 94129
|
|
|
(c)
|
Citizenship
|
|
|
|
Redmile Group, LLC: Delaware
|
|
Jeremy C. Green: United Kingdom
|
|
|
(d)
|
Title of Class of Securities
|
|
|
|
Common Stock, $0.001 par value
|
|
|
(e)
|
CUSIP Number
|
|
|
|
01671P100
|
Item 3.
|
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b)
or (c), check whether the person filing is a:
|
|
|
|
(a)
|
¨
|
Broker or dealer registered under section 15 of the
Act (15 U.S.C. 78o);
|
|
|
|
|
|
(b)
|
¨
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
|
|
|
|
|
(c)
|
¨
|
Insurance company as defined in section 3(a)(19) of the Act (15
U.S.C. 78c);
|
|
|
|
|
|
(d)
|
¨
|
Investment company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C 80a-8);
|
|
|
|
|
|
(e)
|
x
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
|
|
|
|
|
(f)
|
¨
|
An employee benefit plan or endowment fund in accordance with §
240.13d-1(b)(1)(ii)(F);
|
|
|
|
|
|
(g)
|
¨
|
A parent holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G);
|
|
|
|
|
|
(h)
|
¨
|
A savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
|
|
|
|
|
|
(i)
|
¨
|
A church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
|
|
|
|
|
(j)
|
¨
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
|
|
|
|
|
(k)
|
¨
|
Group, in accordance
with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please
specify the type of institution: __________
|
Item 4.
|
Ownership.
|
|
|
|
(a)
|
Amount beneficially owned:
|
|
|
|
|
|
Redmile Group, LLC – 3,033,526*
|
|
|
Jeremy C. Green – 3,033,526*
|
|
|
|
|
(b)
|
Percent of class:
|
|
|
|
|
|
Redmile Group, LLC – 6.2%**
|
|
|
Jeremy C. Green – 6.2%**
|
|
|
|
|
(c)
|
Number of shares as to which Redmile Group, LLC has:
|
|
|
|
|
|
(i)
|
Sole power to vote or to direct the vote:
|
|
|
|
|
|
|
|
0
|
|
|
|
|
|
|
(ii)
|
Shared power to vote or to direct the vote:
|
|
|
|
|
|
|
|
3,033,526*
|
|
|
|
|
|
|
(iii)
|
Sole power to dispose or to direct the disposition of:
|
|
|
|
|
|
|
|
0
|
|
|
|
|
|
|
(iv)
|
Shared power to dispose or to direct the disposition of:
|
|
|
|
|
|
|
|
3,033,526*
|
|
|
|
|
|
Number of shares as to which Jeremy C. Green has:
|
|
|
|
|
(i)
|
Sole power to vote or to direct the vote:
|
|
|
|
|
|
|
|
0
|
|
|
|
|
|
|
(ii)
|
Shared power to vote or to direct the vote:
|
|
|
|
|
|
|
|
3,033,526*
|
|
|
|
|
|
|
(iii)
|
Sole power to dispose or to direct the disposition of:
|
|
|
|
|
|
|
|
0
|
|
|
|
|
|
|
(iv)
|
Shared power to dispose or to direct the disposition of:
|
|
|
|
|
|
|
|
3,033,526*
|
|
|
|
|
|
|
*
|
Redmile Group, LLC’s and Jeremy C. Green’s beneficial
ownership of the Issuer’s Common Stock is comprised of 3,033,526 shares of Common Stock owned by certain private investment
vehicles and/or separately managed accounts managed by Redmile Group, LLC, which shares of Common Stock may be deemed beneficially
owned by Redmile Group, LLC as investment manager of such private investment vehicles and/or separately managed accounts. The reported
securities may also be deemed beneficially owned by Jeremy C. Green as the principal of Redmile Group, LLC. Redmile Group, LLC
and Mr. Green each disclaim beneficial ownership of these shares, except to the extent of its or his pecuniary interest in such
shares, if any.
|
|
|
|
|
|
|
**
|
Percentage
based on 48,665,674 shares of Common Stock outstanding as of November 5, 2019, as reported by the Issuer in the Form 10-Q.
|
Item 5.
|
Ownership of Five Percent or Less of a Class.
|
|
|
|
If this statement is being filed to report the fact that as
of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities,
check the following ¨
|
|
|
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person.
|
|
|
|
N/A.
|
|
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being
Reported on By the Parent Holding Company or Control Person.
|
|
|
|
See Exhibit A attached hereto.
|
|
|
Item 8.
|
Identification and Classification of Members of the Group.
|
|
|
|
N/A
|
|
|
Item 9.
|
Notice of Dissolution of Group.
|
|
|
|
N/A
|
|
|
Item 10.
|
Certifications.
|
|
|
|
By signing
below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held
for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities
solely in connection with a nomination under § 240.14a-11.
|
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 14, 2020
|
Redmile Group, LLC
|
|
|
|
|
|
|
|
By:
|
/s/ Jeremy C. Green
|
|
|
Name: Jeremy C. Green
|
|
|
Title: Managing Member
|
|
|
|
|
|
|
|
|
/s/ Jeremy C. Green
|
|
|
Jeremy C. Green
|
Exhibit A
Redmile Group, LLC is the relevant entity for which Jeremy C.
Green may be considered a control person.
Allakos (NASDAQ:ALLK)
Historical Stock Chart
From Aug 2024 to Sep 2024
Allakos (NASDAQ:ALLK)
Historical Stock Chart
From Sep 2023 to Sep 2024