AGTC Applied Genetic Technologies Corporation

SIGNATURES

After reasonable inquiry and to the best of his or its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

Date: December 8, 2022

Schedule A

GENERAL PARTNERS, CONTROL PERSONS, DIRECTORS AND EXECUTIVE OFFICERS OF CERTAIN REPORTING PERSONS

The following sets forth the name, position, address, principal occupation and citizenship of each general partner, control person, director and/or executive officer of the applicable Reporting Persons (the “Instruction C Persons”). To the best of the Reporting Persons’ knowledge, (i) none of the Instruction C Persons during the last five years has been convicted in a criminal proceeding (excluding traffic violations or other similar misdemeanors) or been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws and (ii) none of the Instruction C Persons owns any shares of Common Stock or is party to any contract or agreement as would require disclosure in this Schedule 13D, except to the extent such Instruction C Person is a Reporting Person in which case such Instruction C Person’s beneficial ownership is as set forth in Item 5 of the Schedule 13D.

REPORTING PERSON: Tetragon Financial Group Limited (“Tetragon”)

Mr. Griffith, a Reporting Person, directly and through voting agreements, controls the voting shares of Tetragon.

REPORTING PERSON: Tetragon Financial Management L.P. (“Tetragon Manager”)

Tetragon Financial Management GP LLC (“TFMGP”) serves as the general partner of Tetragon Manager. Its business address is c/o National Corporate Research, Ltd., 615 South DuPont Highway, County of Kent, Dover, Delaware 19901. Its principal occupation is serving as the general partner of Tetragon Manager. TFMGP is a Delaware limited liability company.

Polygon Credit Holdings Ltd. (“PCH”) serves as the sole member of TFMGP. Its business address is Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman KY1-1104. Its principal occupation is serving as the sole member of TFMGP. PCH is a Cayman Islands company.

REG Holdco II Ltd (“REG”) and Mr. Griffith, a Reporting Person, directly and indirectly, control the majority of the shares of PCH. REG’s business address is Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman KY1-1104. Its principal occupation includes the management of the affairs of PCH. REG is a Cayman Islands company.

Mr. Griffith, a Reporting Person, directly controls the voting shares of REG.

Schedule B

This Schedule sets forth information with respect to each purchase and sale of shares of Common Stock which were effectuated by Tetragon within the past sixty days. Unless otherwise noted, all transactions were effectuated in the open market through a broker. The price reported in the column Price Per Share ($) is a weighted average price if a price range is indicated in the column Price Range ($). These shares of Common Stock were purchased/sold in multiple transactions at prices between the price ranges below. The Reporting Persons will undertake to provide to the staff of the SEC, upon request, full information regarding the number of shares of Common Stock sold at each separate price.

*       Excluding commissions.
**     Tender in the Tender Offer.