Barclays PLC Form 8.3 - SMART METERING SYSTEMS PLC Amendment (8097A)
January 24 2024 - 9:44AM
UK Regulatory
TIDMBARC TIDMSMS
RNS Number : 8097A
Barclays PLC
24 January 2024
FORM 8.3 - Amendment
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and
short
positions disclosed, if different
from 1(a):
----------------------------------------------------------- ------------------------------------------
(c) Name of offeror/offeree in relation SMART METERING SYSTEMS
to whose PLC
relevant securities this form relates:
----------------------------------------------------------- ------------------------------------------
(d) If an exempt fund manager connected
with an
offeror/offeree, state this and specify
identity of
offeror/offeree:
----------------------------------------------------------- ------------------------------------------
(e) Date position held/dealing undertaken: 11 Jan 2024
----------------------------------------------------------- ------------------------------------------
(f) In addition to the company in 1(c) NO
above, is the discloser making
disclosures in respect of any other
party to the offer?
----------------------------------------------------------- ------------------------------------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the dealing(if
any)
Class of relevant security: 1p ordinary
Interests Short Positions
----------------------
Number (%) Number (%)
------ ---------- ----------
(1) Relevant securities owned and/or controlled: 1,783,286 1.34% 380,993 0.29%
---------- ------ ---------- ----------
(2) Cash-settled derivatives: 370,145 0.28% 1,762,272 1.32%
---------- ------ ---------- ----------
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
---------- ------ ---------- ----------
TOTAL: 2,153,431 1.61% 2,143,265 1.61%
---------- ------ ---------- ----------
(b) Rights to subscribe for new securities (including directors
and
other executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
------------------------------------------
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchase and sales
Class of Purchase/sale Number of Price per unit
relevant
securities
security
1p ordinary Purchase 300,000 9.3205 GBP
--------------------- --------------------- ---------------------------------------------------------
1p ordinary Purchase 36,617 9.3137 GBP
--------------------- --------------------- ---------------------------------------------------------
1p ordinary Purchase 6,965 9.3165 GBP
--------------------- --------------------- ---------------------------------------------------------
1p ordinary Purchase 4,731 9.3132 GBP
--------------------- --------------------- ---------------------------------------------------------
1p ordinary Purchase 3,601 9.3100 GBP
--------------------- --------------------- ---------------------------------------------------------
1p ordinary Purchase 2,662 9.3176 GBP
--------------------- --------------------- ---------------------------------------------------------
1p ordinary Purchase 2,316 9.3047 GBP
--------------------- --------------------- ---------------------------------------------------------
1p ordinary Purchase 1,862 9.3152 GBP
--------------------- --------------------- ---------------------------------------------------------
1p ordinary Purchase 1,200 9.3543 GBP
--------------------- --------------------- ---------------------------------------------------------
1p ordinary Purchase 178 9.3150 GBP
--------------------- --------------------- ---------------------------------------------------------
1p ordinary Purchase 178 9.3200 GBP
--------------------- --------------------- ---------------------------------------------------------
1p ordinary Purchase 138 9.3180 GBP
--------------------- --------------------- ---------------------------------------------------------
1p ordinary Sale 15,000 9.3166 GBP
--------------------- --------------------- ---------------------------------------------------------
1p ordinary Sale 4,380 9.3196 GBP
--------------------- --------------------- ---------------------------------------------------------
1p ordinary Sale 2,924 9.3192 GBP
--------------------- --------------------- ---------------------------------------------------------
1p ordinary Sale 1,518 9.3104 GBP
--------------------- --------------------- ---------------------------------------------------------
1p ordinary Sale 382 9.3400 GBP
--------------------- --------------------- ---------------------------------------------------------
1p ordinary Sale 369 9.3600 GBP
--------------------- --------------------- ---------------------------------------------------------
1p ordinary Sale 90 9.3097 GBP
--------------------- --------------------- ---------------------------------------------------------
1p ordinary Sale 16 9.3200 GBP
--------------------- --------------------- ---------------------------------------------------------
1p ordinary Sale 11 9.3609 GBP
--------------------- --------------------- ---------------------------------------------------------
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number Price per
of
relevant unit
reference
security
securities
1p ordinary SWAP Decreasing Long 300,000 9.3206 GBP
--------------------- --------------------- ------------- ------------------------------------------
1p ordinary SWAP Decreasing Short 326 9.3058 GBP
--------------------- --------------------- ------------- ------------------------------------------
1p ordinary CFD Decreasing Short 369 9.3600 GBP
--------------------- --------------------- ------------- ------------------------------------------
1p ordinary SWAP Decreasing Short 3,204 9.3100 GBP
--------------------- --------------------- ------------- ------------------------------------------
1p ordinary CFD Increasing Short 2,316 9.3046 GBP
--------------------- --------------------- ------------- ------------------------------------------
1p ordinary CFD Increasing Short 2,940 9.3106 GBP
--------------------- --------------------- ------------- ------------------------------------------
1p ordinary CFD Increasing Short 3,561 9.3107 GBP
--------------------- --------------------- ------------- ------------------------------------------
1p ordinary SWAP Increasing Short 15,303 9.3161 GBP
--------------------- --------------------- ------------- ------------------------------------------
1p ordinary SWAP Increasing Short 17,753 9.3124 GBP
--------------------- --------------------- ------------- ------------------------------------------
(c) Stock-settled derivative transactions
(including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per paid/
unit
security varying etc to which received
option per
unit
relates
(ii) Exercising
Class of Product description Exercising/ Number Exercise price per
relevant exercised of
against unit
security securities
(d) Other dealings (including subscribing for
new securities)
Class of Nature of Details Price per unit (if
relevant Dealings
applicable)
security
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal
or refrain from dealing entered into by the person making the disclosure
and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options
or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 24-Jan-24
------------------------------------------
Contact name: Large Holdings Regulatory
Operations
------------------------------------------
Telephone number: 020 3134 7213
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