Amended Statement of Ownership (sc 13g/a)
January 12 2018 - 10:50AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(Rule
13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES
13d-1(b),
(c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE
13d-2
(Amendment No. 1)
*
Enumeral Biomedical Holdings, Inc.
(Name of Issuer)
Common
Stock
(Title of Class of Securities)
294017108
(CUSIP Number)
December 31, 2017
(Date of Event Which Requires Filing of this Statement)
Check the
appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule
13d-1(b)
☒ Rule
13d-1(c)
☐ Rule
13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
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The information required in the remainder of this cover
page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however,
see
the
Notes
).
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CUSIP No. 294017108
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13G
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Page 1 of 6 Pages
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1.
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NAMES OF
REPORTING PERSONS
Thomas A. Satterfield, Jr.
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a) ☐ (b) ☐
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF
ORGANIZATION
United States of
America
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5.
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SOLE VOTING POWER
0
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6.
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SHARED VOTING POWER
6,419,200*
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7.
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SOLE DISPOSITIVE POWER
0
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8.
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SHARED DISPOSITIVE POWER
6,419,200*
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,419,200
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES
☐
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 9
5.0%
(1)
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12.
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TYPE OF REPORTING PERSON
IN
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* Represents 6,419,200 shares held directly by A.G. Family L.P., which shares are separately reported on page 2 of this
Schedule 13G/A.
(1)
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Based on 128,409,788 shares of Common Stock of the issuer outstanding as of November 10, 2017, as reported by the issuer in its Quarterly Report on Form
10-Q
for the quarter
ended September 30, 2017, filed with the Securities and Exchange Commission on November 14, 2017.
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CUSIP No. 294017108
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13G
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Page 2 of 6 Pages
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1.
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NAMES OF
REPORTING PERSONS
A.G. Family
L.P.
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a) ☐ (b) ☐
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Texas
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5.
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SOLE VOTING POWER
0
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6.
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SHARED VOTING POWER
6,419,200
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7.
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SOLE DISPOSITIVE POWER
0
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8.
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SHARED DISPOSITIVE POWER
6,419,200
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,419,200
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES
☐
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 9
5.0%
(2)
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12.
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TYPE OF REPORTING PERSON
PN
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(2)
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Based on 128,409,788 shares of Common Stock of the issuer outstanding as of November 10, 2017, as reported by the issuer in its Quarterly Report on Form
10-Q
for the quarter
ended September 30, 2017, filed with the Securities and Exchange Commission on November 14, 2017.
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CUSIP No. 294017108
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13G
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Page 3 of 6 Pages
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SCHEDULE 13G
Enumeral Biomedical Holdings, Inc.
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(b)
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Address of Issuers Principal Executive Offices:
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200 Cambridge Park Drive, Suite
2000
Cambridge, Massachusetts 02140
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(a)
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Name of Person Filing:
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Thomas A. Satterfield, Jr.
A.G. Family L.P.
Attached as
Exhibit A
is a copy of a Joint Filing Agreement between Thomas A. Satterfield, Jr. and A.G. Family L.P.
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(b)
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Address of Principal Business Office or, if none, Residence:
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Thomas A. Satterfield, Jr.
2609 Caldwell Mill Lane
Birmingham, Alabama 35243
A.G.
Family L.P.
571 McDonald Road
Rockwall, Texas 75032
Incorporated by reference from Item 4 of the Cover Page.
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(d)
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Title of Class of Securities:
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Incorporated by reference from the Cover Page.
Incorporated by reference from the Cover Page.
Item 3.
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If this statement is filed pursuant to §§
240.13d-1(b)
or §§
240.13d-2(b)
or (c), check whether the person filing is
a:
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Not Applicable.
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CUSIP No. 294017108
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13G
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Page 4 of 6 Pages
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(a)
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Amount beneficially owned:
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Incorporated by reference from Item 9 of the Cover Page.
Incorporated by reference from Item 11 of the Cover Page.
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(c)
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Number of shares as to which such person has:
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(i)
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Sole power to vote or to direct the vote
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Incorporated by reference from Item 5 of the Cover
Page.
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(ii)
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Shared power to vote or to direct the vote
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Incorporated by reference from Item 6 of the Cover
Page.
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(iii)
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Sole power to dispose or to direct the disposition of
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Incorporated by reference from Item 7
of the Cover Page.
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(iv)
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Shared power to dispose or to direct the disposition of
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Incorporated by reference from Item 8
of the Cover Page.
Item 5.
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Ownership of Five Percent or Less of a Class.
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If this statement is being filed to
report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [ ].
Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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With respect to the
beneficial ownership reported for Thomas A. Satterfield, Jr., 6,419,200 shares are held by A.G. Family L.P., a Texas limited partnership with respect to which Mr. Satterfield has a limited power of attorney for voting and disposition purposes.
Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
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Not Applicable.
Item 8.
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Identification and Classification of Members of the Group.
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Not Applicable.
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CUSIP No. 294017108
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13G
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Page 5 of 6 Pages
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Item 9.
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Notice of Dissolution of Group.
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Not Applicable.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as
a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §
240.14a-11.
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CUSIP No. 294017108
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13G
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Page 6 of 6 Pages
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SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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January 12, 2018
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Date
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/s/ Thomas A. Satterfield, Jr.
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Thomas A. Satterfield, Jr.
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A. G. Family L.P., a Texas limited partnership
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By:
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GLMS, LLC, its General Partner
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By:
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/s/ Thomas A. Satterfield, Jr.
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Thomas A. Satterfield, Jr.
by Power of
Attorney
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