Barclays PLC Form 8.3 - Ultra Electronics Holdings plc (4570U)
August 01 2022 - 6:23AM
UK Regulatory
TIDMBARC TIDMULE
RNS Number : 4570U
Barclays PLC
01 August 2022
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
-------------------------------------------------
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
------------ ----------------------------------------------------------------
(c) Name of offeror/offeree in relation to whose ULTRA ELECTRONICS HOLDINGS
PLC
relevant securities this form relates:
------------ ----------------------------------------------------------------
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
------------ ----------------------------------------------------------------
(e) Date position held/dealing undertaken: 29 Jul 2022
------------ ----------------------------------------------------------------
(f) In addition to the company in 1(c) above, is the discloser NO
making
disclosures in respect of any other party to the offer?
------------ ---------------------------------------------------------------- ----------------------- -------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree
to which the disclosure relates following the dealing(if any)
Class of relevant security: 5p ordinary
Interests Short Positions
------------------------- --------------------------
Number (%) Number (%)
------------- ----------- -------------
(1) Relevant securities owned
and/or controlled: 3,333,483 4.59% 42,527 0.06%
------------------------------------------------- ---------- ------------- ---------- ----------- -------------
(2) Cash-settled derivatives:
and/or controlled: 3,000 0.00% 3,283,236 4.52%
------------------------------------------------- ---------- ------------- ---------- ----------- -------------
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
------------------------------------------------- ---------- ------------- ---------- ----------- -------------
TOTAL: 3,336,483 4.59% 3,325,763 4.58%
------------------------------------------------- ---------- ------------- ---------- ----------- -------------
(b) Rights to subscribe for new securities (including directors and other executive
options)
Class of relevant security in relation to
which subscription right exists
------------- ---------- ----------- -------------
Details, including nature of the rights
concerned and relevant percentages:
------------- ---------- ----------- -------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
------------------------------- ------------------------- --------------------------
5p ordinary Purchase 134 34.9547 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Purchase 200 34.9500 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Purchase 211 34.9700 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Purchase 213 34.9688 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Purchase 217 34.9702 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Purchase 238 34.9868 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Purchase 409 34.9640 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Purchase 484 34.9755 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Purchase 580 34.9400 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Purchase 770 34.9621 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Purchase 910 34.9678 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Purchase 944 34.9889 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Purchase 1,623 34.9600 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Purchase 1,700 34.9802 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Purchase 2,956 34.9817 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Purchase 3,000 34.9824 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Purchase 4,724 34.9402 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Purchase 6,689 34.9800 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Purchase 9,098 34.9676 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Purchase 18,121 34.9770 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Purchase 87,858 35.0000 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Purchase 132,396 34.9976 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Sale 18 34.9562 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Sale 766 34.9486 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Sale 776 34.9563 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Sale 815 34.9600 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Sale 944 34.9889 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Sale 1,068 34.9400 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Sale 1,153 34.9682 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Sale 1,334 34.9621 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Sale 1,507 34.9432 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Sale 2,028 34.9700 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Sale 2,634 34.9652 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Sale 2,668 34.9847 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Sale 3,065 35.0000 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Sale 3,250 34.9459 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Sale 6,689 34.9800 GBP
------------------------------- ------------------------- --------------------------
5p ordinary Sale 185,718 34.9996 GBP
------------------------------- ------------------------- --------------------------
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
------------------------------ ------------------------------- ------------------------- -------------
5p ordinary SWAP Long 2 34.9800 GBP
------------------------------- ------------------------- ----------- -------------
5p ordinary SWAP Long 6 35.0000 GBP
------------------------------- ------------------------- ----------- -------------
5p ordinary SWAP Long 81 34.9835 GBP
------------------------------- ------------------------- ----------- -------------
5p ordinary SWAP Long 2,668 34.9847 GBP
------------------------------- ------------------------- ----------- -------------
5p ordinary SWAP Long 2,900 34.9459 GBP
------------------------------- ------------------------- ----------- -------------
5p ordinary SWAP Short 210 34.9678 GBP
------------------------------- ------------------------- ----------- -------------
5p ordinary SWAP Short 257 34.9663 GBP
------------------------------- ------------------------- ----------- -------------
5p ordinary SWAP Short 263 34.9562 GBP
------------------------------- ------------------------- ----------- -------------
5p ordinary SWAP Short 297 34.9400 GBP
------------------------------- ------------------------- ----------- -------------
5p ordinary SWAP Short 350 34.9554 GBP
------------------------------- ------------------------- ----------- -------------
5p ordinary SWAP Short 439 34.9600 GBP
------------------------------- ------------------------- ----------- -------------
5p ordinary CFD Short 944 34.9889 GBP
------------------------------- ------------------------- ----------- -------------
5p ordinary SWAP Short 1,700 34.9802 GBP
------------------------------- ------------------------- ----------- -------------
5p ordinary CFD Short 2,115 34.9431 GBP
------------------------------- ------------------------- ----------- -------------
5p ordinary SWAP Short 2,222 34.9827 GBP
------------------------------- ------------------------- ----------- -------------
5p ordinary SWAP Short 2,340 34.9752 GBP
------------------------------- ------------------------- ----------- -------------
5p ordinary SWAP Short 3,000 34.9824 GBP
------------------------------- ------------------------- ----------- -------------
5p ordinary SWAP Short 5,368 34.9746 GBP
------------------------------- ------------------------- ----------- -------------
5p ordinary SWAP Short 12,131 34.9790 GBP
------------------------------- ------------------------- ----------- -------------
5p ordinary SWAP Short 12,355 34.9777 GBP
------------------------------- ------------------------- ----------- -------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
---------------- --------------- -------------- ------------- ---------- ----------- -------------
(ii) Exercising
Class of relevant Product description Exercising/ exercised Number of Exercise
against price
per
security securities unit
------------------------------ ------------------------------- ------------------------- -------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
------------------------------- ------------------------- --------------------------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party
to the offer or any person acting in concert with a party to the offer:
------------------------------------------------------------------------------ ---------- ----------- -------------
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to
which
any derivative is referenced:
------------------------------ --------------- -------------- ------------- ---------- ----------- -------------
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 01 Aug 2022
-----------------------------------------------------
Contact name: Large Holdings Regulatory Operations
-----------------------------------------------------
Telephone number: 020 3134 7213
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END
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