TIDMNUM
RNS Number : 4960W
Numis Corporation PLC
23 April 2021
NUMIS CORPORATION PLC ("NUMIS")
23 APRIL 2021
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00B05M6465
Issuer Name
NUMIS CORPORATION PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
Kayne Anderson Rudnick Investment Management, LLC
City of registered office (if applicable)
Los Angeles
Country of registered office (if applicable)
United States
4. Details of the shareholder
Is the shareholder the same as the person subject to the
notification obligation, above?
Yes
Full name of shareholder(s) if different from the person(s)
subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
21-Apr-2021
6. Date on which Issuer notified
22-Apr-2021
7. Total positions of person(s) subject to the notification
obligation
% of voting rights % of voting rights Total of both in % Total number of
attached to shares through financial (8.A + 8.B) voting rights held
(total of 8.A) instruments (total in issuer
of 8.B 1 + 8.B 2)
Resulting situation
on the date on
which threshold
was crossed or
reached 6.040000 0.000000 6.040000 6506199
====================== ====================== ====================== ======================
Position of
previous
notification (if
applicable) 5.090000 0.00000 5.090000 5,361,456
====================== ====================== ====================== ======================
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares Number of direct Number of indirect % of direct voting % of indirect voting
ISIN code(if possible) voting rights (DTR5.1) voting rights rights (DTR5.1) rights (DTR5.2.1)
(DTR5.2.1)
GB00B05M6465 6506199 0 6.040000 0.000000
====================== ====================== ====================== ======================
Sub Total 8.A 6506199 6.040000%
============================================== ==============================================
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial Expiration date Exercise/conversion period Number of voting rights % of voting rights
instrument that may be acquired if
the instrument is
exercised/converted
Sub Total 8.B1
=========================================== ========================= ==================
8B2. Financial Instruments with similar economic effect
according to (DTR5.3.1R.(1) (b))
Type of financial Expiration date Exercise/conversion Physical or cash Number of voting % of voting rights
instrument period settlement rights
Sub Total 8.B2
========================================================= =================== ==================
9. Information in relation to the person subject to the
notification obligation
2. Full chain of controlled undertakings through which the
voting rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entities (please add additional rows as necessary)
Ultimate controlling Name of controlled % of voting rights if % of voting rights Total of both if it
person undertaking it equals or is through financial equals or is higher
higher than the instruments if it than the notifiable
notifiable threshold equals or is higher threshold
than the notifiable
threshold
Virtus Investment Virtus Investment
Partners, Inc Partners, Inc 0.000000 0.000000 0.000000
======================= ===================== ===================== ======================
Kayne Anderson Kayne Anderson
Rudnick Investment Rudnick Investment
Management, LLC Management, LLC 6.040000 0.000000 6.040000
======================= ===================== ===================== ======================
10. In case of proxy voting
Is there proxy voting?
No
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
22-Apr-2021
13. Place Of Completion
Los Angeles, CA, USA
The total number of Numis shares held in Treasury is 10,671,088
(9.90%), the number of ordinary shares in issue remains the same
and the total number of voting rights in the company is 107,767,448
which is the number which may be used by the shareholders as the
denominator for calculations by which they will determine if they
are required to notify their interest in, or a change to their
interests in, the Company under the FCA's Disclosure and
Transparency Rules.
These details have been provided in accordance with Article
5(1)(b) of the Market Abuse Regulation (EU) No 596/2014.
23 April 2021
END
Contacts
Alex Ham and Ross Mitchinson Co-CEOs 020 7260 1245
Andrew Holloway - Chief Financial Officer 020 7260 1266
Brunswick:
Nick Cosgrove 020 7404 5959
Simone Selzer 020 7404 5959
Grant Thornton UK LLP (Nominated Adviser):
Philip Secrett 020 7728 2578
Harrison J Clarke 020 7184 4384
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END
HOLSEDFIDEFSEEL
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April 23, 2021 11:24 ET (15:24 GMT)
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