The Investment Company Plc - Correction: Holding(s) in Company
March 19 2018 - 1:42PM
PR Newswire (US)
The Company announces that the 'Holding(s) in the Company'
announcement in
respect of the holding of Philip J Milton & Company Plc
released on 15 March
2018 at 17:03 under reference PRNUK-1503181700-A9D7 contains
certain details
which require amendment, as follows:
7. Total positions of person(s) subject to the notification
obligation
Resulting situation on the date on which threshold was crossed or
reached:
8.12% of voting rights instead of 7.36%
Position of previous notification (if applicable): 7.36% of voting
rights
instead of 8.12%
All other details remain unchanged. The corrected announcement is
shown below.
TR-1: Standard form for notification of major
holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant
issuer and to the FCA in Microsoft Word format if possible) |
|
1a.
Identity of the issuer or the underlying issuer of existing shares
to which voting rights are attached: |
Investment Co plc (INV) |
1b.
Please indicate if the issuer is a non-UK issuer (please
mark with an “X” if appropriate) |
Non-UK
issuer |
|
2.
Reason for the notification (please mark the appropriate box or
boxes with an “X”) |
An
acquisition or disposal of voting rights |
X |
An
acquisition or disposal of financial instruments |
|
An event
changing the breakdown of voting rights |
|
Other
(please specify): |
|
3.
Details of person subject to the notification obligation |
Name |
Philip J
Milton & Company Plc |
City and
country of registered office (if applicable) |
Barnstaple, England |
4. Full
name of shareholder(s) (if different from 3.) |
Name |
|
City and
country of registered office (if applicable) |
|
5. Date
on which the threshold was crossed or reached: |
06/03/2018 |
6. Date
on which issuer notified (DD/MM/YYYY): |
15/03/2018 |
7.
Total positions of person(s) subject to the notification
obligation |
|
% of
voting rights attached to shares (total of 8. A) |
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2) |
Total
of both in % (8.A + 8.B) |
Total
number of voting rights of issuer |
Resulting situation on
the date on which threshold was crossed or reached |
8.12% |
|
8.12% |
4,772,049 |
Position
of previous notification (if
applicable) |
7.36% |
|
7.36% |
|
|
|
|
|
|
|
|
8.
Notified details of the resulting situation on the date on which
the threshold was crossed or reached |
A:
Voting rights attached to shares |
Class/type of
shares
ISIN code (if possible) |
Number
of voting rights |
% of
voting rights |
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
GB0004658257 |
387,364 |
|
8.12% |
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. A |
387,364 |
8.12% |
|
B 1:
Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a)) |
Type of financial
instrument |
Expiration
date |
Exercise/
Conversion Period |
Number
of voting rights that may be acquired if the instrument is
exercised/converted. |
% of voting rights |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. B 1 |
|
|
|
B 2:
Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) |
Type of financial
instrument |
Expiration
date |
Exercise/
Conversion Period |
Physical
or cash
settlement |
Number of voting rights |
% of voting rights |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8.B.2 |
|
|
|
|
|
|
|
|
|
|
|
|
|
9. Information in relation to the person subject to the
notification obligation (please mark the
applicable box with an “X”) |
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer |
X |
Full chain
of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held starting with the
ultimate controlling natural person or legal entity(please add
additional rows as necessary) |
|
Name |
% of
voting rights if it equals or is higher than the notifiable
threshold |
% of
voting rights through financial instruments if it equals or is
higher than the notifiable threshold |
Total of both if it equals or is higher than the
notifiable threshold |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
10.
In case of proxy voting, please identify: |
Name of
the proxy holder |
|
The number
and % of voting rights held |
|
The date
until which the voting rights will be held |
|
|
11.
Additional information |
|
|
|
|
|
|
Place of
completion |
|
Date of
completion |
|
Annex:
Notification of major holdings (to be filed with the FCA
only) |
|
A:
Identity of the person subject to the notification
obligation |
Full name
(including legal form for legal entities) |
Philip J Milton &
Company Plc |
Contact
address (registered office for legal entities) |
Choweree House, 21
Boutport Street, Barnstaple, Devon, EX31 1RP |
E-Mail |
info@miltonpj.net |
Phone
number / Fax number |
01271 344300 |
Other useful information
(at least legal representative for legal persons) |
|
|
|
B:
Identity of the notifier, if applicable |
Full
name |
Aidan McCarthy |
Contact
address |
As Above |
E-Mail |
aidan@miltonpj.net |
Phone
number / Fax number |
As Above |
Other
useful information (e.g. functional relationship with the person or
legal entity subject to the notification obligation) |
|
|
C:
Additional information |
Discretionary managed investments for clients are held in the
nominee names of our administrators, Quai and Transact. These are
Transact Nominees Ltd and for Quai, it is Winterflood Client
Nominees Limited. |
|
|
|
Please send the completed form together with this annex to the
FCA at the following email
address: Majorshareholdings@fca.org.uk. Please send in Microsoft
Word format if possible.
Copyright h 19 PR Newswire
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