Circassia Pharmaceuticals Plc Notification of Major Interest in Shares (2596I)
June 15 2017 - 12:40PM
UK Regulatory
TIDMCIR
RNS Number : 2596I
Circassia Pharmaceuticals Plc
15 June 2017
For filings with the FCA Email: majorshareholdings@fca.org.uk
include the annex
For filings with issuer exclude
the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
---------------------------------------------------------------------------------------------------------
1. Identity of the issuer or Circassia Pharmaceuticals
the underlying issuer Plc
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------------- ----------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
---------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------------ -------------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------------ -------------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------------ -------------------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------------ -------------------------------------
Other (please
specify):
--------------------------------------------------------- ------- -------------------------------------
3. Full name of person(s) Neptune Investment Management
subject to the Limited
notification obligation:
(iii)
----------------------------------------------------------- --------------------------------------------
4. Full name of shareholder(s) N/A
(if different from 3.):(iv)
----------------------------------------------------------- --------------------------------------------
5. Date of the transaction 14/06/17
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- --------------------------------------------
6. Date on which issuer 15/06/17
notified:
----------------------------------------------------------- --------------------------------------------
7. Threshold(s) that is/are Exceeding 5%
crossed or
reached: (vi, vii)
----------------------------------------------------------- --------------------------------------------
8. Notified details:
---------------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
---------------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ---------------------------------------------- ------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- --------------- ----------------------------- ------------- ------------------------ -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ----------- ------------ ------------- ------------- --------- ------------ -----------
GB00BJVD3B28 16,603,412 16,603,412 16,649,900 16,649,900 N/A 5.01% N/A
------------- --------------- ----------------------------- ------------- ------------- --------- ------------ -----------
B: Qualifying Financial Instruments
---------------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- --------------- ------------------------------------------ -------------------------- ---------------------
n/a n/a n/a n/a n/a
----------------- --------------- ------------------------------------------ -------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
---------------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- --------------- ------------- --------------------------- -------------------------- -----------------------
n/a n/a n/a n/a Nominal Delta
--------------- --------------- ------------- --------------------------- ------------ ---------
n/a n/a n/a
------------- ----------- ----------- ------------ ----------- -------------------------- ------------ ---------
Total (A+B+C)
---------------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
--------------------------------------------------------------- ----------------------------------------------------------------
16,649,900 5.01%
--------------------------------------------------------------- ----------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
----------------------------------------------------------------------
n/a
Proxy Voting:
----------------------------------------------------------------------
10. Name of the proxy holder: n/a
------------------------------------------------------- -------------
11. Number of voting rights proxy n/a
holder will cease
to hold:
------------------------------------------------------- -------------
12. Date on which proxy holder will n/a
cease to hold
voting rights:
------------------------------------------------------- -------------
13. Additional information: n/a
------------------------------------------------------- -------------
14. Contact name: Julien Cotta
------------------------------------------------------- -------------
15. Contact telephone number: 01865 405560
------------------------------------------------------- -------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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