Current Report Filing (8-k)
February 26 2018 - 4:29PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event
reported):
February 23, 2018
JRjr33, INC.
(Exact name of registrant as specified in
its charter)
Florida
|
|
Commission
|
|
98-0534701
|
(State or other jurisdiction
|
|
File No.:
001-36755
|
|
(IRS Employer
|
of incorporation or organization)
|
|
|
|
Identification No.)
|
2950 North Harwood Street, 22nd Floor,
Dallas, Texas 75201
(Address of principal executive offices
and zip code)
(469) 913-4115
(Registrant’s telephone number, including
area code)
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act.
¨
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued
Listing Rule or Standard; Transfer of Listing.
On February 23, 2018, JRJR33, Inc. (the
“Company”) received notification (the “Notification Letter”) from the NYSE American LLC (the “NYSE
American”) that it was not in compliance with Sections 134 and 1101 of the NYSE American Company Guide as a result of its
failure to timely file with the Securities and Exchange Commission (the “SEC”) its Form 10-Qs for the periods ended
March 31, 2017, June 30, 2017 and September 30, 2017.
The Notification Letter also stated
that the NYSE American has reviewed the Company’s February 22, 2018 extension request and determined to accept the
request and grant a plan period extension through April 18, 2018. Further, the Notification Letter states that the Company
must complete its filings of its Form 10-Qs and Form 10-K for the year ended December 31, 2017 on April 18, 2018. If the
Company is not in compliance with the continued listing standards by April 18, 2018 or if the Company does not make progress
consistent with the plan during the plan period, the NYSE American staff will initiate delisting proceeding, as
appropriate.
The Company’s common stock will continue
to be listed on the NYSE MKT while it attempts to regain compliance with the listing standards noted, subject to the Company’s
compliance with other continued listing requirements. The Company’s common stock will continue to trade under the symbol
“JRJR,” but will have an added designation of “.BC” to indicate that the Company is not in compliance with
the NYSE MKT’s listing standards.
The Company issued a press release on
February 26, 2018, announcing that it had received the Notification Letter. A copy of the press release is attached to this Current
Report on Form 8-K as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
|
JRjr33, Inc.
|
|
|
|
|
|
|
Date: February 26, 2018
|
By:
|
/s/ John P. Rochon
|
|
|
John P. Rochon
|
|
|
Chief Executive Officer and President
|
JRjr33 (CE) (USOTC:JRJRQ)
Historical Stock Chart
From Apr 2024 to May 2024
JRjr33 (CE) (USOTC:JRJRQ)
Historical Stock Chart
From May 2023 to May 2024