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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 16, 2023

 

 

Nuburu, Inc.

(Exact name of Registrant as Specified in Its Charter)

 

 

Delaware

001-39489

85-1288435

(State or Other Jurisdiction
of Incorporation)

(Commission File Number)

(IRS Employer
Identification No.)

 

 

 

 

 

7442 S Tucson Way

Suite 130

 

Centennial, Colorado

 

80112

(Address of Principal Executive Offices)

 

(Zip Code)

 

Registrant’s Telephone Number, Including Area Code: (720) 767-1400

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class

 

Trading
Symbol(s)

 


Name of each exchange on which registered

Common Stock, par value $0.0001 per share

 

BURU

 

NYSE American LLC

Redeemable warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50

 

BURU WS

 

NYSE American LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders

On June 16, 2023, Nuburu, Inc. ("Nuburu" or the "Company") held the 2023 Annual Meeting of Stockholders (the "Annual Meeting") virtually via live webcast. Only stockholders of record at the close of business on April 18, 2023, the record date for the Annual Meeting, were entitled to vote at the Annual Meeting. As of the record date, 33,872,944 shares of the Company's common stock were outstanding and entitled to vote at the Annual Meeting. At the Annual Meeting, 24,118,030 shares of the Company's common stock were voted in person or by proxy in connection with the two proposals set forth below, each of which is described in the Company's Definitive Proxy Statement on Schedule 14A filed with the U.S. Securities and Exchange Commission on April 21, 2023 (the "Proxy Statement") and the Proxy Statement supplement filed with the U.S. Securities and Exchange Commission on May 17, 2023.

Set forth below are the number of votes cast for or against, the number of votes withheld and the number of broker non-votes with respect to each proposal.

Proposal No. 1 - Election of Directors

The Company's stockholders elected Ron Nicol and Kristi Hummel to serve as Class I directors of the Company until the 2026 annual meeting of stockholders and until such director's successor is duly elected and qualified.

Nominee

 

For

 

Withhold

 

Broker Non-Votes

Ron Nicol

 

23,962,237

 

103,087

 

52,706

Kristi Hummel

 

24,031,440

 

33,884

 

52,706

Proposal No. 2 - Ratification of selection, by the Audit Committee of the Board of Directors, of WithumSmith+Brown, PC as the Company's independent registered public accounting firm for 2023

The Company's stockholders ratified the selection, by the Audit Committee of the Board of Directors, of WithumSmith+Brown, PC as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31, 2023.

For

 

Against

 

Abstain

 

Broker Non-Votes

24,085,257

 

31,816

 

957

 

―

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

Nuburu, Inc.

 

 

 

 

Date:

June 16, 2023

By:

/s/ Brian Knaley

 

 

Name:

Title:

Brian Knaley
Chief Financial Officer

 
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