Initial Statement of Beneficial Ownership (3)
November 10 2020 - 3:27PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Hurren Ryan |
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/6/2020
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3. Issuer Name and Ticker or Trading Symbol
TAUBMAN CENTERS INC [TCO]
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(Last)
(First)
(Middle)
C/O TAUBMAN CENTERS, 200 EAST LONG LAKE ROAD, SUITE 300 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
VP, Investor Relations, CAO / |
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(Street)
BLOOMFIELD HILLS, MI 48304-2324
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 343 | D | |
| Common Stock | 187 (1) | I | By 401(k) plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Units (2) | (3) | (3) | Common Stock | 2182.0 | $0.0 | D | |
| Explanation of Responses: |
| (1) | Represents shares of the Company's common stock on an as-converted basis held through a stock fund of the Company's 401(k) plan. |
| (2) | Restricted stock units (RSU) were granted to the reporting person pursuant to The Taubman Company 2008 Omnibus Long-Term Incentive Plan and The Taubman Company 2018 Omnibus Long-Term Incentive Plan. Each RSU represents a contingent right to receive upon vesting one share of the Company's common stock and an amount equal to the cash value of the dividends that would have been paid to the reporting person if one share of common stock had been issued on the grant date for each RSU granted to the reporting person under this award. |
| (3) | The RSUs vest as follows: 429 RSU vest on March 1, 2021; 774 RSU vest on March 1, 2022; and 979 RSU vest on March 1, 2023. |
Remarks:
Exhibit 24 - Power of Attorney |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Hurren Ryan
C/O TAUBMAN CENTERS
200 EAST LONG LAKE ROAD, SUITE 300
BLOOMFIELD HILLS, MI 48304-2324 |
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| VP, Investor Relations, CAO |
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Signatures
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| /s/ Michael S. Ben, Attorney-in-Fact | | 11/10/2020 |
| **Signature of Reporting Person | Date |
Taubman Centers (NYSE:TCO)
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