Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
November 12 2020 - 5:20PM
Edgar (US Regulatory)
Form 6-K to be filed with the SEC
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT
TO RULE 13A-16 OR 15D-16
OF THE SECURITIES EXCHANGE ACT OF 1934
November 12, 2020
Commission File Number 001-10306
NatWest Group plc
RBS Gogarburn
PO Box 1000
Edinburgh EH12 1HQ
United Kingdom
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will
file annual reports under cover of Form 20-F or Form 40-F.
Indicate by check mark if the
registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the
registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Indicate by check mark whether the registrant by furnishing
the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b)
under the Securities Exchange Act of 1934.
If "Yes" is marked, indicate below
the file number assigned to
the registrant in connection with Rule 12g3-2(b):
82-
This report on Form 6-K shall be deemed
incorporated by reference into the company’s Registration Statement on Form F-3 (File No. 333-222022) and to be a part thereof
from the date on which this report is filed, to the extent not superseded by documents or reports subsequently filed or furnished.
Index of Exhibits
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1.1
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Underwriting Agreement between NatWest Group plc, NatWest Markets Plc, Banco Santander, S.A., Citigroup Global Markets Limited, Credit Suisse Securities (Europe) Limited and J.P. Morgan Securities plc, dated as of November 9, 2020.
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1.2
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Pricing Agreement between NatWest Group plc, NatWest Markets Plc, Banco Santander, S.A., Citigroup Global Markets Limited, Credit Suisse Securities (Europe) Limited and J.P. Morgan Securities plc, dated as of November 9, 2020.
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4.1
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Contingent Convertible Securities Indenture between NatWest Group plc, as issuer, and The Bank of New York Mellon, as trustee, dated as of August 10, 2015 (incorporated herein by reference to Exhibit 4.1 of the Registrant’s Current Report on Form 6-K (File No. 001-10306) filed with the Commission on August 10, 2015).
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4.2
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Sixth Supplemental Indenture between NatWest Group plc, as issuer, and The Bank of New York Mellon, as trustee, dated as of November 12, 2020.
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4.3
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Form of Global Certificate for the £1,000,000,000 5.125% Reset Perpetual Subordinated Contingent Convertible Additional Tier 1 Capital Notes (included in Exhibit 4.2 hereof).
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5.1
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Opinion of CMS Cameron McKenna Nabarro Olswang LLP, Scottish legal advisors to NatWest Group plc as to the validity of the £1,000,000,000 5.125% Reset Perpetual Subordinated Contingent Convertible Additional Tier 1 Capital Notes of NatWest Group plc, issued on November 12, 2020, as to certain matters of Scots law.
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5.2
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Opinion of Davis Polk & Wardwell London LLP, U.S. legal advisors to NatWest Group plc as to the validity of the £1,000,000,000 5.125% Reset Perpetual Subordinated Contingent Convertible Additional Tier 1 Capital Notes of NatWest Group plc, issued on November 12, 2020, as to certain matters of New York law.
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SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on behalf by the undersigned, thereunto
duly authorized.
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NatWest Group plc
(Registrant)
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Date: November 12, 2020
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By:
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/s/ Mark Stevens
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Name:
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Mark Stevens
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Title:
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Assistant Secretary
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