Current Report Filing (8-k)
October 20 2022 - 06:02AM
Edgar (US Regulatory)
false000139924900013992492022-10-192022-10-19
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of
1934
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Date of Report (Date of earliest event reported):
October 19, 2022
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PZENA INVESTMENT MANAGEMENT, INC.
(Exact name of Registrant as Specified in Its Charter)
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Delaware
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001-33761
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20-8999751
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(State or Other Jurisdiction
of Incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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320 Park Avenue
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New York,
New York
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10022
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s Telephone Number, Including Area Code:
(212)
355-1600
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(Former Name or Former Address, if Changed Since Last
Report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
☐Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
☐Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
☐Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the
Act:
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Title of each class
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Trading
Symbol(s)
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Name of each exchange on which registered
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Class A common stock, par value $0.01 per share
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PZN
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New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§ 230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 2.02 Results of Operations and Financial Condition.
On October 19, 2022, Pzena Investment Management, Inc. (the
“Company”) issued a press release reporting its financial results
for the third quarter of 2022. Copies of the press release and
related attachments are furnished as Exhibit 99.1 to this Current
Report.
Item 9.01 Financial Statements and Exhibits.
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(d) Exhibits
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99.1 Press release, dated October 19, 2022, of Pzena Investment
Management, Inc.
104 Cover Page Interactive Data File (embedded within the Inline
XBRL document)
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EXHIBITS INDEX
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned thereunto duly authorized.
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PZENA INVESTMENT MANAGEMENT, INC.
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Date:
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October 19, 2022
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By:
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/s/ Jessica R. Doran
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Name: Jessica R. Doran
Title: Chief Financial Officer
(Principal Financial and Accounting Officer)
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Pzena Investment Managem... (NYSE:PZN)
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