UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
FORM 10-K
ANNUAL REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
For the fiscal
year ended: December 31, 2013
001-32824
(Commission file number of issuing entity)
PPLUS TRUST SERIES RRD-1
(Exact name of issuing entity)
333-116208
(Commission file number of depositor)
MERRILL LYNCH DEPOSITOR, INC.
(Exact name of depositor as specified in its charter)
MERRILL LYNCH DEPOSITOR, INC.
(Exact name of sponsor as specified in its charter)
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New York
(State or other jurisdiction of
incorporation or organization of the issuing entity)
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13-3891329
(I. R. S. Employer Identification No.)
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One Bryant Park, 4th FL
Structured Credit Trading
New York, NY
(Address of principal executive offices of the
issuing entity)
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10036
(Zip Code)
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Registrants telephone number, including area code: (646) 855-6745
Securities registered pursuant to Section 12(b) of the Act:
PPLUS Trust Certificates Series RRD-1, listed on The New York Stock Exchange
Securities registered pursuant to Section 12(g) of the Act:
Not Applicable.
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of
the Securities Act.
Yes
o
No
þ
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or
Section 15(d) of the Act.
Yes
o
No
þ
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by
Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for
such shorter period that the registrant was required to file such reports), and (2) has been
subject to such filing requirements for the past 90 days.
Yes
þ
No
o
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every
Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or
for such shorter period that the registrant was required to submit and post such files).
Yes
o
No
o
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is
not contained herein, and will not be contained, to the best of registrants knowledge, in
definitive proxy or information statements incorporated by reference in Part III of this Form 10-K
or any amendment to this Form 10-K.
o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer,
a non-accelerated filer or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in
Rule 12b-2 of the Exchange Act.
Large
accelerated filer
o
Accelerated filer
o
Non-accelerated filer
þ
Smaller reporting filer
o
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the
Exchange Act).
Yes
o
No
þ
State the aggregate market value of the voting and non-voting common equity held by non-affiliates
computed by reference to the price at which the common equity was last sold, or the average bid and
asked price of such common equity, as of the last business day of the registrants most recently
completed second fiscal quarter.
Not Applicable.
Indicate the number of shares outstanding for each of the registrants classes of common stock, as
of the latest practicable date.
Not Applicable.
DOCUMENTS INCORPORATED BY REFERENCE
None.
Item 1114(B)(2) of Regulation AB. Credit Enhancement and Other Support Except for Certain
Derivatives Instruments (Information Regarding Significant Enhancement Providers)
Not
Applicable.
Item 1115(B) of Regulation AB. Certain Derivative Instruments (Financial Information)
Not
Applicable.
Item 1117 of Regulation AB. Legal Proceedings
None.
PART II
The following items have been omitted in accordance with general instruction J to Form 10-K:
(A)
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Item 5, Market for Registrants Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities.
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(B)
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Item 6, Selected Financial Data.
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(C)
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Item 7, Managements Discussion and Analysis of Financial Condition and Results of Operations.
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(D)
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Item 7A, Quantitative and Qualitative Disclosures About Market Risk.
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(E)
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Item 8, Financial Statements and Supplementary Data.
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(F)
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Item 9, Changes in and Disagreements with Accountants on Accounting and Financial Disclosure.
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(G)
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Item 9A, Controls and Procedures.
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Item 9B Other Information
None.
PART III
The following items have been omitted in accordance with general instruction J to Form 10-K:
(A)
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Item 10, Directors, Executive Officers and Corporate Governance.
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(B)
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Item 11, Executive Compensation.
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(C)
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Item 12, Security of Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters.
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(D)
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Item 13, Certain Relationships and Related Transactions, and Director Independence.
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(E)
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Item 14, Principal Accounting Fees and Services.
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Substitute information provided in accordance with general instruction J to Form 10-K:
Item 1119 of Regulation AB. Affiliations and Certain Relationships and Related Transactions.
None.
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