Periodic Reports by Asset-backed Issuers (10-d)
April 18 2013 - 12:49PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-D
ASSET-BACKED ISSUER
DISTRIBUTION REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
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For the semiannual distribution period
from
October 15, 2012 to April 15, 2013
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Commission File Number of issuing entity: 001-32824
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PPLUS TRUST SERIES RRD-1
(Exact name of registrant as specified
in its charter)
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Commission File Number of depositor: 333-116208
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MERRILL LYNCH DEPOSITOR, INC.
(Exact name of depositor as specified
in its charter)
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MERRILL LYNCH DEPOSITOR, INC.
(Exact name of sponsor as specified in
its charter)
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NEW YORK
(State or other jurisdiction or incorporation
or organization of the issuing entity)
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13-3091329
(I.R.S. Employer
Identification No.)
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ONE BRYANT PARK, 4
TH
FL
STRUCTURED CREDIT TRADING
NY, NEW YORK
(Address of principal executive offices
of the issuing entity)
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10036
(Zip Code)
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(646) 855-6745
(Telephone number, including area code)
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Registered/reporting pursuant to (check one)
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Title of Class
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Section 12(b)
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Section 12(g)
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Section 15(d)
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Name of exchange
(If Section 12(b))
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PPLUS Class A Callable Trust Certificates Series RRD-1
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[X]
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[ ]
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[ ]
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NEW YORK STOCK EXCHANGE
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PPLUS Class B Callable Trust Certificates Series RRD-1
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[ ]
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[ ]
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[X]
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Indicate by check mark whether the registrant (1) has filed all
reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for
such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements
for the past 90 days. Yes [X] No [ ]
PART I – DISTRIBUTION INFORMATION
Item 1. Distribution and Pool Performance Information.
On April 15, 2013, a distribution was made to
holders of PPLUS Callable Trust Certificates Series RRD-1. The distribution report is attached as Exhibit 99.1 to this Form 10-D.
PART II – OTHER INFORMATION
Item 2. Legal Proceedings.
Not Applicable.
Item 3. Sales of Securities and Use of Proceeds.
Not Applicable.
Item 4. Defaults Upon Senior Securities.
Not Applicable.
Item 5. Submission of Matters to a Vote of Security Holders.
Not Applicable.
Item 6. Significant Obligors of Pool Assets.
For information with respect to the underlying
securities held by PPLUS Trust Series RRD-1, please refer to R.R. Donnelley & Sons Company’s (Commission file number
001-04694) periodic reports, including annual reports on Form 10-K, quarterly reports on Form 10-Q and current reports on Form
8-K, and other information on file with the Securities and Exchange Commission (the “SEC”). You can read and copy these
reports and other information at the public reference facilities maintained by the SEC at Room 1580, 100 F Street, NE, Washington,
D.C. 20549. You may obtain copies of this material for a fee by writing to the SEC’s Public Reference Section of the SEC
at 100 F Street, NE, Washington, D.C. 20549. You may obtain information about the operation of the Public Reference Room by calling
the SEC at 1-800-SEC-0330. You can also access some of this information electronically by means of the SEC’s website on the
Internet at http://www.sec.gov, which contains reports, proxy and information statements and other information that the underlying
securities issuer has filed electronically with the SEC.
Although we have no reason to believe
the information concerning the underlying securities or the underlying securities issuer contained in the underlying securities
issuer’s Exchange Act reports is not reliable, neither the depositor nor the trustee participated in the preparation of such
documents or made
any due diligence inquiry with respect to the information
provided therein. No investigation with respect to the underlying securities issuer (including, without limitation, no investigation
as to its financial condition or creditworthiness) or of the underlying securities has been made. You should obtain and evaluate
the same information concerning the underlying securities issuer as you would obtain and evaluate if your investment were directly
in the underlying securities or in other securities issued by the underlying securities issuer. There can be no assurance that
events affecting the underlying securities or the underlying securities issuer have not occurred or have not yet been publicly
disclosed which would affect the accuracy or completeness of the publicly available documents described above.
Item 7. Significant Enhancement Provider Information.
Not Applicable.
Item 8. Other Information.
Not Applicable.
Item 9. Exhibits.
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(a)
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The following is a list of documents filed as part of this Report on Form 10-D:
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99.1
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Trustee’s report in respect of the April 15, 2013, distribution to holders of PPLUS Callable Trust Certificates Series
RRD-1.
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(b)
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The exhibits required to be filed by the Registrant pursuant to Item 601 of Regulation
S-K are listed above and in the Exhibit Index that immediately follows the signature page hereof.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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MERRILL LYNCH DEPOSITOR INC.
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Date: April 18, 2013
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By:
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/s/
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John Marciano
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Name: John Marciano
Title: Vice President
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EXHIBIT INDEX
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99.1
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Trustee’s report in respect of the April 15, 2013 distribution to holders of PPLUS Callable Trust Certificates Series
RRD-1
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EXHIBIT 99.1
DISTRIBUTION REPORT
FOR
PPLUS TRUST SERIES RRD-1 TRUST
DISTRIBUTION DATE
April 15, 2013
CLASS A CUSIP NUMBER 73941X 593
CLASS B CUSIP NUMBER 73941X 585
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(i)
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the amounts received by the Trustee as of the last such statement in respect of principal, interest and premium on the R.R.
Donnelley & Sons Company 6.625% Debentures due April 15, 2029 (the “Underlying Securities”):
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Interest:
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$1,987,500.00
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Principal:
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0.00
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Premium:
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0.00
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(ii)
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the amounts of compensation received by the Trustee, for the period relating to such Distribution Date:
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Paid by the Trust:
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$0.00
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Paid by the Depositor:
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$1,000.00
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(iii)
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the amount of distribution on such Distribution Date to Holders allocable to principal of and premium, if any, and interest
on the Certificates of each such Class and the amount of aggregate unpaid interest accrued as of such Distribution Date:
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Class A:
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Interest:
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$1,890,000.00
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Principal:
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$0.00
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Class B:
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Interest:
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$97,500.00
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Principal:
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0.00
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Unpaid Interest Accrued:
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0.00
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(iv)
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the aggregate stated principal amount and, if applicable, notional amount of the Underlying
Securities related to such Series, the current interest rate or rates
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thereon at the close of business on such Distribution Date, and the current rating assigned to the Certificates.
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Principal Amount:
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$60,000,000
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Interest Rate:
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6.625%
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Rating:
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Moody’s Investor Service
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Ba3
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Standard & Poor’s Rating Service
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BB
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(v)
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the aggregate Certificate Principal Balance (or Notional Amount, if applicable) of
each Class of such Series at the close of business on such Distribution Date.
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Class A: ($25 Stated Amount)
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Initial Principal Balance:
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$60,000,000.00
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Reduction:
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(0)
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Principal Balance 4/15/13:
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$60,000,000.00
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Class B: ($25 Notional Amount)
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Initial Principal Balance:
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$60,000,000.00
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Reduction:
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(0)
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Principal Balance 4/15/13:
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$60,000,000.00
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