Annual Report of Proxy Voting Record for Management Investment Companies (n-px)
August 28 2013 - 2:45PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21504
Advent/Claymore Enhanced Growth & Income Fund
(Exact name of registrant as specified in charter)
2455 Corporate West Drive
Lisle, IL 60532
(Address of principal executive offices) (Zip code)
Edward C. Delk
1271 Avenue of the Americas, 45th Floor
New York, NY 10020
(Name and address of agent for service)
Registrant's telephone number, including area code: (212) 482-1600
Date of fiscal year end: October 31
Date of reporting period: July 1, 2012 - June 30, 2013
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (ss 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE,
Washington, DC 20549-1090. The OMB has reviewed this collection of information
under the clearance requirements of 44 U.S.C. s 3507.
Item 1. Proxy Voting Record.
Fund Name : Advent Claymore Enhanced Growth & Income Fund
In all markets, for all statuses, for
Key-
________________________________________________________________________________
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL ISIN US0378331005 02/27/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Vote for Directors: 1. Mgmt For For For
William Campbell, 2.
Timothy Cook, 3.
Millard Drexler, 4. Al
Gore, 5. Rober Iger,
6. Andrea Jung, 7.
Arthur Levinson, 8.
Ronald
Sugar
2 Amendment of Apple's Mgmt For For For
reestated Articles of
Incorporation to (i)
eliminate certain
language relating to
the term of office of
directors in order to
facilitate the
adoption of majority
voting for the
election of directors,
(ii) eliminate "blank
check" preferred
stock, (iii) establish
a par value for the
Company's common stock
of $0.00001 per share
and (iv) make other
confirming changes as
described in more
detail in Apple's
Proxy
Statement
3 Ratification of the Mgmt For For For
Appointment of Ernst &
Young LLP as the
Company's independent
registered public
accounting firm for
2013
4 A non-binding advisory Mgmt Against Against For
resolution to approve
executive
compensation
5 A Shareholder proposal shrhld Against Against For
entitled "Executives
to Retain Significant
Stock"
6 A Shareholder proposal shrhld Against Against For
entitled "Board
Committee on Human
Rights"
________________________________________________________________________________
Citigroup Inc.
Ticker Security ID: Meeting Date Meeting Status
Cusip 172967424 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Proposal to Elect: Mgmt For For For
Michael L
Corbat
1.2 Proposal to Elect: Mgmt For For For
Franz B
Humer
1.3 Proposal to Elect: Mgmt For For For
Robert L.
Joss
1.4 Proposal to Elect: Mgmt For For For
Michael E
O'Neill
1.5 Proposal to Elect: Mgmt For For For
Judith
Rodin
1.6 Proposal to Elect: Mgmt For For For
Robert L.
Ryan
1.7 Proposal to Elect: Mgmt For For For
Anthony M
Santomero
1.8 Proposal to Elect: Joan Mgmt For For For
E
Spero
1.9 Proposal to Elect: Mgmt For For For
Diane L.
Taylor
1.10 Proposal to Elect: Mgmt For For For
William S. Thompson,
Jr.
1.11 Proposal to Elect: Mgmt For For For
Enrestro Zedillo Ponce
de
Leon
2 Proposal to ratify the Mgmt For For For
selection of KPMG LLP
as Citi's independent
registered public
accounting firm for
2013
3 Advisory approval of Mgmt For For For
Citi's 2012 Executive
Compensation
4 Amendment to the Mgmt For For For
Citigroup 2009 Stock
Incentive Plan
(relating to dividend
equivalents)
5 Stockholder proposal shrhld Against For Against
requesting that
executives retain a
significant portion of
their stock until
reaching normal
retirement
age
6 Stockholder proposal shrhld Against Against For
requesting a report on
lobbying and
grassroots lobbying
contributions
7 Stockholder propsal shrhld Against Against For
requesting that the
Board institue a
policy to make it more
practical to deny
indemnification for
Directors
|
________________________________________________________________________________
Qualcomm Inc.
Ticker Security ID: Meeting Date Meeting Status
Cusip 747525103 03/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Election of Director: Mgmt For For For
Barbara T.
Alexander
1.2 Election of Director: Mgmt For For For
Donald G.
Cruickshank
1.3 Election of Director: Mgmt For For For
Raymond V.
Dittamore
1.4 Election of Director: Mgmt For For For
Susan
Hockfield
1.5 Election of Director: Mgmt For For For
Thomas W.
Horton
1.6 Election of Director: Mgmt For For For
Paul E.
Jacobs
1.7 Election of Director: Mgmt For For For
Sherry
Lansing
1.8 Election of Director: Mgmt For For For
Duane A.
Nelles
1.9 Election of Director: Mgmt For For For
Francisco
Ros
1.10 Election of Director: Mgmt For For For
Brent
Scowcroft
1.11 Election of Director: Mgmt For For For
Marc I.
Stern
2 To approve the 2000 Mgmt For For For
long-term incentive
plan, as amended,
which includes an
increase in the share
reserve by 90,000
shares
3 To ratify the selection Mgmt For For For
of
pricewaterhousecoopers
lLP as our independent
public accountants for
our fiscal year ending
September
29,2013
4 Advisory approval of Mgmt For For For
the company's
executive
compensation
|
________________________________________________________________________________
Suntrust Banks Inc.
Ticker Security ID: Meeting Date Meeting Status
Cusip 867914103 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Proposal to Elect as Mgmt For For For
Directors to serve
until the Annual
Meeting of
Shareholders in 2014 :
Robert M Beall,
II
1.2 Proposal to Elect as Mgmt For For For
Directors to serve
until the Annual
Meeting of
Shareholders in 2014 :
Alston D.
Carrell
1.3 Proposal to Elect as Mgmt For For For
Directors to serve
until the Annual
Meeting of
Shareholders in 2014 :
Jeffrey C.
Crowe
1.4 Proposal to Elect as Mgmt For For For
Directors to serve
until the Annual
Meeting of
Shareholders in 2014 :
David H.
Hughes
1.5 Proposal to Elect as Mgmt For For For
Directors to serve
until the Annual
Meeting of
Shareholders in 2014 :
M. Douglas
Ivester
1.6 Proposal to Elect as Mgmt For For For
Directors to serve
until the Annual
Meeting of
Shareholders in 2014 :
Kyle Prechtl
Legg
1.7 Proposal to Elect as Mgmt For For For
Directors to serve
until the Annual
Meeting of
Shareholders in 2014 :
William A.
Linnenbringer
1.8 Proposal to Elect as Mgmt For For For
Directors to serve
until the Annual
Meeting of
Shareholders in 2014 :
Donna S.
Morea
1.9 Proposal to Elect as Mgmt For For For
Directors to serve
until the Annual
Meeting of
Shareholders in 2014 :
David M.
Ratcliffe
1.10 Proposal to Elect as Mgmt For For For
Directors to serve
until the Annual
Meeting of
Shareholders in 2014 :
William H. Rogers,
Jr.
1.11 Proposal to Elect as Mgmt For For For
Directors to serve
until the Annual
Meeting of
Shareholders in 2014 :
Frank W.
Scruggs
1.12 Proposal to Elect as Mgmt For For For
Directors to serve
until the Annual
Meeting of
Shareholders in 2014 :
Thomas R.
Watjen
1.13 Proposal to Elect as Mgmt For For For
Directors to serve
until the Annual
Meeting of
Shareholders in 2014 :
Dr. Phail Wynn,
Jr.
2 Advisory approval of Mgmt For Against Against
the company's
executive
compensation
3 Proposal to ratify the Mgmt For For For
appointment of Ernst &
Young LLP as
independen auditors
for
2013
|
________________________________________________________________________________
Wynn Resorts Ltd.
Ticker Security ID: Meeting Date Meeting Status
WYNN ISIN US9831341071 02/22/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 To remove Mr. Kazuo Mgmt For For For
Okada as a Director of
the
Company
2 To adjourn the special Mgmt For For For
meeting to a later
date, if necessary or
appropriate in the
view of the Board or
the Executive
Committee of the
Board, to solicit
additional proxies in
favor of the removal
proposal if there are
insufficent proxies at
the time of such
adjournment to approve
the removal
proposal
|
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Advent/Claymore Enhanced Growth & Income Fund
By: /s/ Tracy V. Maitland
---------------------
Name: Tracy V. Maitland
Title: President and Chief Executive Officer
Date: August 28, 2013
|
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