FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

ESPOSITO MICHAEL P JR
2. Issuer Name and Ticker or Trading Symbol

FOREST CITY ENTERPRISES INC [ FCEA/FCEB ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
_____ Officer (give title below)      _____ Other (specify below)
(Last)          (First)          (Middle)

1221 AVENUE OF THE AMERICAS
3. Date of Earliest Transaction (MM/DD/YYYY)

3/28/2014
(Street)

NEW YORK, NY 10020-1001
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock                  2831.725   D   (1)
 
Class A Common Stock                  97200   D   (2)
 
Class A Common Stock                  11400   I   See footnote   (3)
Class A Common Stock                  1100   I   See footnote   (4)
Class A Common Stock                  5681   D   (5)
 
Class A Common Stock   3/28/2014     A    5872   A $0   5872   D   (6)
 

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
2005 Stock Option Grant (right to buy)   $31.75                    4/6/2007   (7) 4/6/2015   Class A Common   10800     10800   D   (7)
 
2006 Stock Option Grant (right to buy)   $46.37                    4/4/2008   (8) 4/4/2016   Class A Common   10800     10800   D   (8)
 
2007 Stock Option Grant (right to buy)   $65.35                    3/29/2009   (9) 3/29/2017   Class A Common   10800     10800   D   (9)
 
2008 Stock Option Grant (right to buy)   $37.68                    4/7/2009   (9) 4/7/2018   Class A Common   10637     10637   D   (10)
 
2009 Stock Option Grant (right to buy)   $7.80                    4/21/2010   (11) 4/21/2019   Class A Common   10966     10966   D  
 
2010 Stock Option Grant (right to buy)   $15.89                    4/14/2011   (12) 4/14/2020   Class A Common   8007     8007   D   (12)
 
2011 Stock Option Grant (right to buy)   $17.72                    4/13/2012   (13) 4/13/2021   Class A Common   8927     8927   D   (13)
 
2012 Stock Option Grant (right to buy)   $14.74                    4/11/2013   (14) 4/11/2022   Class A Common   10825     10825   D   (14)
 

Explanation of Responses:
( 1)  Held in a Dividend Reinvestment Account (DRIP).
( 2)  Shares held direct in street account.
( 3)  Ellen L. Esposito Trust, dated 11/05/2012 - for the benefit of spouse.
( 4)  Shares are held by Sag Pond Partners - Mr. Esposito retains sole investment control.
( 5)  2013 Restricted Stock Grant - 33.33% vest on 4/08/2014; 33.33% vest on 4/08/2015; and 33.33% vest on 4/08/2016.
( 6)  2014 Restricted Stock Grant - 100% vest on 3/28/2015.
( 7)  2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
( 8)  2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
( 9)  2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
( 10)  2008 Stock Option Grant - 33.33% exercisable 4/07/2009; 33.33% exercisable 4/07/2010; and 33.33% exercisable 4/07/2011.
( 11)  2009 Stock Option Grant - 33.33% exercisable 4/21/2010; 33.33% exercisable 4/21/2011; and 33.33% exercisable 4/21/2012.
( 12)  2010 Stock Option Grant - 33.33% exercisable 4/14/2011; 33.33% exercisable 4/14/2012; and 33.33% exercisable 4/14/2013.
( 13)  2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014.
( 14)  2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015.

Remarks:
Amended filing to correct the vesting schedule of the 3/28/2014 equity grants.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
ESPOSITO MICHAEL P JR
1221 AVENUE OF THE AMERICAS
NEW YORK, NY 10020-1001
X



Signatures
Geralyn M. Presti, Attorney-In-Fact for Michael P. Esposito, Jr. 4/1/2014
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Forest Cty Ent SR Nt (NYSE:FCY)
Historical Stock Chart
From Apr 2024 to May 2024 Click Here for more Forest Cty Ent SR Nt Charts.
Forest Cty Ent SR Nt (NYSE:FCY)
Historical Stock Chart
From May 2023 to May 2024 Click Here for more Forest Cty Ent SR Nt Charts.