Initial Statement of Beneficial Ownership (3)
February 21 2020 - 4:32PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Drury Mark J |
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/15/2020
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3. Issuer Name and Ticker or Trading Symbol
COOPER COMPANIES, INC. [COO]
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(Last)
(First)
(Middle)
C/O COOPERCOMPANIES, 6101 BOLLINGER CANYON ROAD, SUITE 500 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
VP, General Counsel & Sec. / |
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(Street)
SAN RAMON, CA 94583
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 760.00 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Units | (2) | (3) | Common Stock | 304.00 | (1) | D | |
| Restricted Stock Units | (4) | (3) | Common Stock | 456.00 | (1) | D | |
| Restricted Stock Units | (5) | (3) | Common Stock | 653.00 | (1) | D | |
| Restricted Stock Units | (6) | (3) | Common Stock | 784.00 | (1) | D | |
| Restricted Stock Units | (7) | (3) | Common Stock | 903.00 | (1) | D | |
| Explanation of Responses: |
| (1) | RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. |
| (2) | 12/9/2015 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/17, 1/8/18, 1/8/19, 1/8/20 and 1/8/21. |
| (3) | RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. |
| (4) | 12/13/2016 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/18, 1/8/19, 1/8/20, 1/8/21 and 1/8/22. |
| (5) | 12/12/2017 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/19, 1/8/20, 1/8/21, 1/8/22 and 1/8/23. |
| (6) | 12/11/2018 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/20, 1/8/21, 1/8/22, 1/8/23 and 1/8/24. |
| (7) | 12/10/2019 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/21, 1/8/22, 1/8/23, 1/8/24 and 1/8/25. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Drury Mark J
C/O COOPERCOMPANIES
6101 BOLLINGER CANYON ROAD, SUITE 500
SAN RAMON, CA 94583 |
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| VP, General Counsel & Sec. |
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Signatures
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| /s/ Mark J. Drury | | 2/21/2020 |
| **Signature of Reporting Person | Date |
Cooper Companies (NYSE:COO)
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