Amended Statement of Changes in Beneficial Ownership (4/a)
October 18 2021 - 6:35PM
Edgar (US Regulatory)
FORM 4
[X]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Reasoner Scott |
2. Issuer Name and Ticker or Trading Symbol
Cloudera, Inc.
[
CLDR
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Accounting Officer |
|
(Last)
(First)
(Middle)
C/O CLOUDERA INC., 5470 GREAT AMERICA PKWY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/8/2021 |
|
(Street)
SANTA CLARA, CA 95054
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
10/13/2021 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| Common Stock | 10/8/2021 | | M(1) | | 185160 | A | (1) | 281489 | D | |
| Common Stock | 10/8/2021 | | D(1) | | 281489 | D | (1) | 0 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Units | (1) | 10/8/2021 | | M (1) | | | 144203 | (1) | (1) | Common Stock | 144203 | (1) | 0 | D | |
| Performance Stock Units | (1) | 10/8/2021 | | M (1) | | | 40957 | (1) | (1) | Common Stock | 40957 | (1) | 0 | D | |
| Explanation of Responses: |
| (1) | On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company, each outstanding share of common stock, par value $0.01 per share, of the Company ("Company Share") (other than Owned Company Shares or Dissenting Company Shares) was thereupon canceled and converted into the right to receive $16.00 in cash (the "Merger Consideration") and each Restricted Stock Unit and Performance Stock Unit held by the Reporting Person was converted into the right to receive the Merger Consideration, subject to any continued vesting conditions in accordance with the terms of the Merger Agreement, with the Company surviving the merger. |
Remarks:
Amendment made to correct share amounts incorrectly filed in Table I and Table II when originally filed on 10-13-2021. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Reasoner Scott
C/O CLOUDERA INC.
5470 GREAT AMERICA PKWY
SANTA CLARA, CA 95054 |
|
| Chief Accounting Officer |
|
Signatures
|
| /s/ Scott Reasoner by David Howard, Attorney-in-Fact | | 10/18/2021 |
| **Signature of Reporting Person | Date |
Cloudera (NYSE:CLDR)
Historical Stock Chart
From Apr 2024 to May 2024
Cloudera (NYSE:CLDR)
Historical Stock Chart
From May 2023 to May 2024
