UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
Certification and Notice of Termination of Registration
under Section 12(g) of the Securities Exchange Act of 1934
or Suspension of Duty to File Reports Under Sections 13 and 15(d)
of the Securities Exchange Act of 1934.
Commission File Numbers: 333-222074 and 333-235713
TriState
Capital Holdings, Inc.
(Exact name of registrant as specified in its charter)
c/o Raymond James Financial, Inc.
880 Carillon Parkway
St.
Petersburg, Florida 33716
(727) 567-1000
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
5.75% Fixed-to-Floating Rate Subordinated Notes due 2030
(Title of each class of securities covered by this Form)
None
(Titles of all
other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the
box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
|
|
|
| Rule 12g-4(a)(1) |
|
☐ |
| Rule 12g-4(a)(2) |
|
☐ |
| Rule 12h-3(b)(1)(i) |
|
☒ |
| Rule 12h-3(b)(1)(ii) |
|
☐ |
| Rule 15d-6 |
|
☐ |
| Rule 15d-22(b) |
|
☐ |
Approximate number of holders of record as of the certification or notice date:
5.75% Fixed-to-Floating Rate Subordinated Notes due 2030: One.*
| * |
On October 20, 2021, TriState Capital Holdings, Inc. entered into an Agreement and Plan of Merger with
Raymond James Financial, Inc., Macaroon One LLC and Macaroon Two LLC, pursuant to which, on June 1, 2022, Macaroon One LLC merged with and into TriState Capital Holdings, Inc., with TriState Capital Holdings, Inc. as the surviving entity, and
immediately after such merger TriState Capital Holdings, Inc. merged with and into Macaroon Two LLC, with Macaroon Two LLC continuing as the surviving entity. |