- Current report filing (8-K)
December 21 2009 - 11:53AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): December 16, 2009
TLC Vision Corporation
(Exact name of registrant as specified in its charter)
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New Brunswick
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000-29302
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980151150
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(State or other jurisdiction
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(Commission
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(I.R.S. Employer
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of incorporation)
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File Number)
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Identification No.)
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5280 Solar Drive, Suite 100,
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Mississauga, Ontario
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L4W 5M8
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(Address of principal
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(Zip Code)
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executive offices)
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Registrants telephone number, including area code: (905) 602-2020
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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- 2 -
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Item 3.01
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Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
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On December 16, 2009, TLC Vision Corporation (the Company) received a staff determination letter
from the NASDAQ Stock Market notifying the Company that its common stock will be delisted from the
NASDAQ Global Market. As previously disclosed in the Companys press release of September 22,
2009, on September 16, 2009 NASDAQ notified the Company that the Companys common stock had not
maintained a minimum value of publicly held shares of $15 million as required by Marketplace Rule
5450(b)(2)(C) or 5450(b)(3)(C) (the MVPHS Rule) for the previous 30 consecutive business days.
In accordance with Marketplace Rule 5810(c)(3)(D), the Company was provided a grace period of 90
calendar days, or until December 15, 2009, to regain compliance with the MVPHS Rule. The NASDAQ
staff determination letter states that the Company has not regained compliance within the given
grace period and, as a result, unless the Company requests an appeal of the staff determination,
trading of the Companys common stock will be suspended at the opening of business on December 28,
2009, and a Form 25-NSE will be filed with the Securities and Exchange Commission to remove the
Companys securities from listing and registration on NASDAQ.
On December 17, 2009, the Company issued a press release announcing the receipt of the staff
determination letter from NASDAQ. A copy of the press release is attached to this current report
as
Exhibit 99.1
and is incorporated herein by reference.
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Item 9.01
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Financial Statements and Exhibits.
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Exhibit 99.1 December 17, 2009 Press Release.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned hereunto duly authorized.
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TLC Vision Corporation
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December 18, 2009
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By:
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/s/ James J. Hyland
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Name:
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James J. Hyland
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Title:
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VP Investor Relations
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- 4 -
Exhibit Index
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Exhibit
No.
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Description
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99.1
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December 17, 2009 Press Release
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Tlc Vision (MM) (NASDAQ:TLCV)
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