SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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Amendment No. 6 to
SCHEDULE TO
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(Rule 14d-100)
Tender Offer Statement under Section 14(d)(1) or 13(e)(1)
of the Securities Exchange Act of 1934
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SCG FINANCIAL ACQUISITION CORP.
(Name of Subject Company (Issuer) and Name of Filing Person (Issuer))
Common Stock, par value $0.0001 per share
(Title of Class of Securities)
78404K103
(CUSIP Number of Common Stock)
Gregory H. Sachs
Chairman, President and Chief Executive Officer
SCG Financial Acquisition Corp.
615 N. Wabash Avenue
Chicago, Illinois 60611
(312) 784-3960
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications on Behalf of Filing Persons)
with a copy to:
Ameer Ahmad
Greenberg Traurig, LLP
77 West Wacker Drive
Suite 3100
Chicago, Illinois 60601
(312) 456-8400
CALCULATION OF FILING FEE
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Transaction valuation*
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Amount of filing fee**
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96,438,100
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13,154.16
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*
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Estimated for purposes of calculating the amount of the filing fee only, in accordance with Rule 0-11(d) under the Securities Exchange Act of 1934, as amended (the
Exchange Act
). This calculation assumes the purchase of a total of 9,643,810 shares of outstanding common stock of SCG Financial Acquisition Corp., par value $0.0001 per share, at the tender offer price of $10.00 per share.
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**
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The amount of the filing fee, calculated in accordance with Section 13(e) of the Exchange Act, equals $136.40 per million dollars of the transaction value.
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þ
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Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
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Amount Previously Paid:
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$13,154.16
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Filing Party:
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SCG Financial Acquisition Corp.
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Form or Registration No.:
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Schedule TO-I
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Date Filed:
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February 11, 2013
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o
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Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.
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Check the appropriate boxes below to designate any transactions to which the statement relates:
o
third-party tender offer subject to Rule 14d-1.
þ
issuer tender offer subject to Rule 13e-4.
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going-private transaction subject to Rule 13e-3.
o
amendment to Schedule 13D under Rule 13d-2.
Check the following box if the filing is a final amendment reporting the results of the tender offer:
o
TABLE OF CONTENTS
Item 1. Summary Term Sheet
Item 2. Subject Company Information
Item 3. Identity and Background of Filing Person
Item 4. Terms of the Transaction
Item 5. Past Contacts, Transactions, Negotiations and Agreements
Item 6. Purposes of the Transaction and Plans or Proposals
Item 7. Source and Amount of Funds or Other Consideration
Item 8. Interest in Securities of the Subject Company
Item 9. Persons/Assets, Retained, Employed, Compensated or Used
Item 10. Financial Statements
Item 11. Additional Information
Item 12. Exhibits
Item 13. Information Required by Schedule 13e-3
SIGNATURE
INDEX TO EXHIBITS
SCHEDULE TO
SCG Financial Acquisition Corp., a Delaware corporation (
SCG
), hereby amends and restates its Tender Offer Statement on Schedule TO originally filed with the Securities and Exchange Commission on February 11, 2013, as amended by Amendment No. 1 to Schedule TO filed on March 1, 2013, as amended by Amendment No. 2 to Schedule TO filed on March 6, 2013, as amended by Amendment No. 3 to Schedule TO filed on March 12, 2013, as amended by Amendment No. 4 to Schedule TO filed on March 20, 2013 and as further amended by Amendment No. 5 to Schedule TO filed on March 28, 2013. The Schedule TO, as amended by this Amendment No. 6 to Schedule TO, relates to the offer by SCG to purchase all of the issued and outstanding shares of common stock, par value $0.0001 per share, of SCG (the
SCG Common Shares
), at a purchase price of $10.00 per SCG Common Share, net to the seller in cash, without interest (the
Share Purchase Price
or
Purchase Price
), upon the terms and subject to the conditions described in the Third Amended and Restated Offer to Purchase for Cash (the
Offer to Purchase
), dated April 3, 2013, filed herewith as
Exhibit (a)(1)(U),
and in the related Third Amended and Restated Letter of Transmittal for the SCG Common Shares, filed herewith as
Exhibit (a)(1)(V)
(the
Letter of Transmittal
, which, together with the Offer to Purchase, as they may be amended or supplemented from time to time, constitute the
Offer
). The Offer expires at 5:00 p.m. Eastern Time, on April 5, 2013, unless the Offer is further extended.
This Amendment No. 6 to Schedule TO, as it amends and restates the Schedule TO, is intended to satisfy the reporting requirements of Rule 13e-4(c)(3) of the Securities Exchange Act of 1934, as amended. The information in the Offer to Purchase and the related Letter of Transmittal is incorporated by reference as set forth below.
Item 1. Summary Term Sheet.
The information set forth in the section of the Offer to Purchase under
Summary Term Sheet and Questions and Answers
is incorporated herein by reference.
Item 2. Subject Company Information.
(a) Name and Address.
The name of the subject company is SCG Financial Acquisition Corp., a Delaware corporation. The address of SCGs principal executive offices is 615 N. Wabash Avenue, Chicago, Illinois 60611. SCGs telephone number is (312) 784-3960.
(b) Securities.
This Schedule TO relates to shares of SCG Common Stock. As of April 2, 2013 there were 9,643,810 shares of SCG Common Stock issued and outstanding (of which 8,000,000 shares of SCG Common Stock were issued in SCGs initial public offering (the
IPO
) and 1,523,810 shares of SCG Common Stock are held by SCG Financial Holdings LLC, an Illinois limited liability company (the
Sponsor
).
(c) Trading Market and Price.
The information set forth in the Offer to Purchase under
Price Range of Securities and Dividends
is incorporated herein by reference.
Item 3. Identity and Background of Filing Person.
(a) Name and Address.
The name of the filing person and subject company is SCG Financial Acquisition Corp., a Delaware corporation. SCGs business address is 615 N. Wabash Avenue, Chicago, Illinois 60611. SCGs telephone number is (312) 784-3960.
The executive officers and directors of SCG are set forth in the table below. The business address for each such person is c/o SCG Financial Acquisition Corp., 615 N. Wabash Avenue, Chicago, Illinois 60611 and the telephone number for each such person is (312) 784-3960.
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Name
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Title
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Gregory H. Sachs
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Chairman, Chief Executive Officer, President
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Michelle Sibley
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Chief Financial Officer, Treasurer, Secretary
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Kenneth B. Leonard
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Director
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Donna Parlapiano
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Director
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Marvin Shrear
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Director
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Frederick L. White
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Director
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The Sponsor holds 1,523,810 shares of SCG Common Stock, representing 16% of the issued and outstanding shares of SCG Common Stock as of December 31, 2012. Gregory H. Sachs, SCGs Chairman, Chief Executive Officer and President, is a manager of the Sponsor. Mr. Sachs is also the sole beneficiary of the Gregory H. Sachs Revocable Trust, a member of the Sponsor, and the children of Mr. Sachs are the beneficiaries of the 2011 Sachs Family Trust, a member of the Sponsor. Michelle Sibley, SCGs Chief Financial Officer, Treasurer and Secretary, and Kenneth B. Leonard, a SCG director, are also members of the Sponsor.
Item 4. Terms of the Transaction.
(a) Material Terms.
The information set forth in the Offer to Purchase under
Summary Term Sheet and Questions and Answers
and
The Offer Number of Shares; Share Purchase Price
is incorporated herein by reference. There will be no material differences in the rights of security holders as a result of this transaction.
(1)(i) The information set forth in the sections of the Offer to Purchase under
Summary Term Sheet and Questions and Answers
and
The OfferNumber of Shares; Purchase Price
is incorporated herein by reference.
(1)(ii) The information set forth in the sections of the Offer to Purchase under
Summary Term Sheet and Questions and Answers
,
The OfferNumber of Shares; Purchase Price
and
The OfferPurchase of Shares and Payment of Purchase Price
is incorporated herein by reference.
(1)(iii) The information set forth in the section of the Offer to Purchase under
Summary Term Sheet and Questions and Answers
is incorporated herein by reference.
(1)(iv) Not applicable.
(1)(v) The information set forth in the sections of the Offer to Purchase under
Summary Term Sheet and Questions and Answers
and
The OfferExtension of the Offer; Termination; Amendment
is incorporated herein by reference.
(1)(vi) The information set forth in the sections of the Offer to Purchase under
Summary Term Sheet and Questions and Answers
and
The OfferWithdrawal Rights
is incorporated herein by reference.
(1)(vii) The information set forth in the sections of the Offer to Purchase under
Summary Term Sheet and Questions and Answers
,
The OfferProcedures for Tendering Shares
and
The OfferWithdrawal Rights
is incorporated herein by reference.
(1)(viii) The information set forth in the sections of the Offer to Purchase under
Summary Term Sheet and Questions and Answers
and
The OfferPurchase of Shares and Payment of Purchase Price
is incorporated herein by reference.
(1)(ix) Not applicable.
(1)(x) The information set forth in the sections of the Offer to Purchase under
Summary Term Sheet and Questions and Answers
,
Risk Factors
,
Beneficial Ownership of SecuritiesVoting Interests of Existing SCG Stockholders Following the Transaction
and
The OfferPurpose of the Offer; Certain Effects of the Offer
is incorporated herein by reference.
(1)(xi) The information set forth in the section of the Offer to Purchase under
The TransactionAnticipated Accounting Treatment
is incorporated herein by reference.
(1)(xii) The information set forth in the sections of the Offer to Purchase under
Summary Term Sheet and Questions and Answers
,
The OfferProcedures for Tendering Shares
and
The OfferMaterial U.S. Federal Income Tax Considerations
is incorporated herein by reference.
(2)(i) The information set forth in the sections of the Offer to Purchase under
Summary Term Sheet and Questions and Answers
and
The Transaction
are incorporated herein by reference.
(2)(ii) The information set forth in the sections of the Offer to Purchase under
Summary Term Sheet and Questions and Answers
,
The Transaction
and
The Merger Agreement
are incorporated herein by reference.
(2)(iii) The information set forth in the section of the Offer to Purchase under
Summary Term Sheet and Questions and Answers
and
The Transaction
is incorporated herein by reference.
(2)(iv) The information set forth in the sections of the Offer to Purchase under
Summary Term Sheet and Questions and Answers
and
Risk Factors
are incorporated herein by reference.
(2)(v) The information set forth in the section of the Offer to Purchase under
Material Differences in the Rights of SCG Stockholders Following the Transaction
is incorporated herein by reference.
(2)(vi) Not applicable.
(2)(vii) Not applicable.
(b) Purchases.
The information set forth in the Offer to Purchase under
Summary Term Sheet and Questions and Answers
and
The Offer Purchase of the Offer; Certain Effects of the Offer
is incorporated herein by reference.
Item 5. Past Contracts, Transactions, Negotiations and Arrangements.
(a) Agreements Involving the Subject Companys Securities.
The information set forth in the Offer to Purchase under
The Transaction
,
The Merger Agreement
,
Management of SCG
,
SCG Executive Officers, Directors, Executive Compensation and Corporate Governance Following the Transaction
,
Certain Relationships and Related Transactions
,
Beneficial Ownership of SCG Securities
,
The Offer Purpose of the Offer; Certain Effects of the Offer
and
Description of Securities
is incorporated herein by reference.
Item 6. Purposes of the Transaction and Plans or Proposals.
(a) Purposes.
The information set forth in the Offer to Purchase under
Summary Term Sheet and Questions and Answers
,
The Transaction
,
The Merger Agreement and The Offer Purpose of the Offer; Certain Effects of the Offer
is incorporated herein by reference.
(b) Use of Securities Acquired.
The information set forth in the section of the Offer to Purchase under
The Offer Purpose of the Offer; Certain Effects of the Offer
is incorporated herein by reference.
(c) Plans.
The information set forth in the sections of the Offer to Purchase under
The Transaction
,
The Merger Agreement
,
Business of RMG
,
SCG Executive Officers, Directors, Executive Compensation and Corporate Governance Following the Transaction
,
The Offer Purpose of the Offer; Certain Effects of the Offer
,
Description of Securities
and
Price Range of Securities and Dividends
is incorporated herein by reference.
Item 7. Source and Amount of Funds or Other Consideration.
(a) Sources of Funds.
The information set forth in the sections of the Offer to Purchase under
Summary Term Sheet and Questions and Answers
,
Information About the Companies
and
The Offer Source and Amount of Funds
is incorporated herein by reference.
(b) Conditions.
The information set forth in the sections of the Offer to Purchase under
Summary Term Sheet and Questions and Answers
and
The Offer Conditions of the Offer
is incorporated herein by reference
(c) Expenses.
The information set forth in the sections of the Offer to Purchase under
Summary Term Sheet and Questions and Answers
and
The Offer Conditions of the Offer
is incorporated herein by reference.
(d) Borrowed Funds.
The information set forth in the sections of the Offer to Purchase under
Summary Term Sheet and Questions and Answers
and
The Offer Conditions of the Offer
is incorporated herein by reference.
Item 8. Interest in Securities of the Subject Company.
(a) Securities ownership.
The information set forth in the Offer to Purchase under
The Merger Agreement Structure of the Transaction; Consideration to be Paid
and
Beneficial Ownership of SCG Securities
is incorporated herein by reference.
(b) Securities transactions.
The information set forth in the Offer to Purchase under
Beneficial Ownership of SCG Securities
and
Certain Relationships and Related Transactions
is incorporated herein by reference.
Item 9. Person/Assets, Retained, Employed, Compensated or Used.
(a) Solicitations or Recommendations.
The information set forth in the section of the Offer to Purchase under
The Offer Fees and Expenses
is incorporated herein by reference.
Item 10. Financial Statements.
(a) Financial Information.
The information set forth in the sections of the Offer to Purchase under
Selected Historical Financial Information
,
Comparative Share Information
,
Financial Statements of SCG, Financial Statements of RMG
and
Financial Statements of Symon
is incorporated herein by reference.
(b) Pro Forma Information.
The information set forth in the Offer to Purchase under
Selected Unaudited Condensed Combined Consolidated Pro Forma Financial Information
and
Unaudited Pro Forma Consolidated Financial Statements
is incorporated herein by reference.
Item 11. Additional Information.
(a) Agreements, Regulatory Requirements and Legal Proceedings.
The information set forth in the Offer to Purchase and the related Letter of Transmittal, copies of which are filed as
Exhibits (a)(1)(U)
and
(a)(1)(V)
hereto, is incorporated herein by reference.
(b) Other Material Information.
None.
Item 12. Exhibits.
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Exhibit
Number
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Description
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(a)(1)(A) *
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Offer to Purchase, dated February 11, 2013
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(a)(1)(B) *
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Letter of Transmittal to Tender Public Shares
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(a)(1)(C) *
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Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees
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(a)(1)(D) *
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Letter to Clients for Use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees
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(a)(1)(E) *
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Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9
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(a)(1)(F) *
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Press Release, dated February 11, 2013
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(a)(1)(G) *
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Joint Press Release, dated January 17, 2013 (incorporated by reference from Exhibit 99.1 to the Form 8-K filed by SCG Financial Acquisition Corp. on January 17, 2013)
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(a)(1)(H) *
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Joint Press Release, dated March 1, 2013 (incorporated by reference from Exhibit 99.1 to the Form 8-K filed by SCG Financial Acquisition Corp. on March 1, 2013)
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(a)(1)(I) *
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Investor Presentation
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(a)(1)(J) *
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Amended and Restated Offer to Purchase, dated March 12, 2013
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(a)(1)(K) *
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Amended and Restated Letter of Transmittal to Tender Shares
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(a)(1)(L) *
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Amended and Restated Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees
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(a)(1)(M) *
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Amended and Restated Letter to Clients for Use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees
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(a)(1)(N) *
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Press Release, dated March 12, 2013
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(a)(1)(O) *
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Press Release, dated March 20, 2013
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(a)(1)(P)
*
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Second Amended and Restated Offer to Purchase, dated March 28, 2013
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(a)(1)(Q)
*
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Second Amended and Restated Letter of Transmittal to Tender Public Shares
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(a)(1)(R)
*
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Second Amended and Restated Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees
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(a)(1)(S)
*
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Second Amended and Restated Letter to Clients for Use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees
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(a)(1)(T)
*
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Press Release, dated March 28, 2013
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(a)(1)(U)
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Third Amended and Restated Offer to Purchase, dated April 3, 2013
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(a)(1)(V)
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Third Amended and Restated Letter of Transmittal to Tender Public Shares
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(a)(1)(W)
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Third Amended and Restated Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees
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(a)(1)(X)
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Third Amended and Restated Letter to Clients for Use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees
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(a)(1)(Y)
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Press Release, dated April 3, 2013
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(b)
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Not applicable
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(d)(1)*
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Agreement and Plan of Merger, dated as of January 11, 2013, by and among SCG Financial Acquisition Corp., SCG Financial Merger II Corp., Reach Media Group Holdings, Inc. and Shareholder Representative Services LLC, solely in its capacity as stockholder representative (incorporated by reference from Exhibit 2.1 to the Form 8-K filed by SCG Financial Acquisition Corp. on January 17, 2013)
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(d)(2)*
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Agreement and Plan of Merger, dated as of March 1, 2013, by and among SCG Financial Acquisition Corp., SCG Financial Merger III Corp., Symon Holdings Corporation and Golden Gate Capital Investment Fund II, L.P., solely in its capacity as Securityholders Representative (incorporated by reference from Exhibit 2.1 to the Form 8-K filed by SCG Financial Acquisition Corp. on March 1, 2013)
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(d)(3)*
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Financing commitment letter, dated March 1, 2013, between SCG Financial Acquisition Corp. and The Donald R. Wilson, Jr. 2002 Trust (incorporated by reference from Exhibit 10.1 to the Form 8-K filed by SCG Financial Acquisition Corp. on March 1, 2013)
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(g)
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Not applicable
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(h)
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Not applicable
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*
Previously filed
Item 13. Information Required by Schedule 13e-3.
Not applicable.
SIGNATURE
After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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SCG FINANCIAL ACQUISITION CORP.
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By:
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/s/ Gregory H. Sachs
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Gregory H. Sachs
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Chairman, President and Chief Executive Officer
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Date: April 3, 2013
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INDEX TO EXHIBITS
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Exhibit
Number
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Description
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(a)(1)(A) *
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Offer to Purchase, dated February 11, 2013
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(a)(1)(B) *
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Letter of Transmittal to Tender Public Shares
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(a)(1)(C) *
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Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees
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(a)(1)(D) *
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Letter to Clients for Use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees
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(a)(1)(E) *
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Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9
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(a)(1)(F) *
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Press Release, dated February 11, 2013
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(a)(1)(G) *
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Joint Press Release, dated January 17, 2013 (incorporated by reference from Exhibit 99.1 to the Form 8-K filed by SCG Financial Acquisition Corp. on January 17, 2013)
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(a)(1)(H) *
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Joint Press Release, dated March 1, 2013 (incorporated by reference from Exhibit 99.1 to the Form 8-K filed by SCG Financial Acquisition Corp. on March 1, 2013)
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(a)(1)(I) *
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Investor Presentation
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(a)(1)(J) *
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Amended and Restated Offer to Purchase, dated March 12, 2013
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(a)(1)(K) *
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Amended and Restated Letter of Transmittal to Tender Shares
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(a)(1)(L) *
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Amended and Restated Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees
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(a)(1)(M) *
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Amended and Restated Letter to Clients for Use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees
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(a)(1)(N) *
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Press Release, dated March 12, 2013
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(a)(1)(O) *
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Press Release, dated March 20, 2013
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(a)(1)(P)
*
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Second Amended and Restated Offer to Purchase, dated March 28, 2013
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(a)(1)(Q)
*
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Second Amended and Restated Letter of Transmittal to Tender Public Shares
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(a)(1)(R)
*
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Second Amended and Restated Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees
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(a)(1)(S)
*
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Second Amended and Restated Letter to Clients for Use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees
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(a)(1)(T)
*
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Press Release, dated March 28, 2013
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(a)(1)(U)
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Third Amended and Restated Offer to Purchase, dated April 3, 2013
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(a)(1)(V)
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Third Amended and Restated Letter of Transmittal to Tender Public Shares
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(a)(1)(W)
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Third Amended and Restated Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees
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(a)(1)(X)
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Third Amended and Restated Letter to Clients for Use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees
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(a)(1)(Y)
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Press Release, dated April 3, 2013
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(b)
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Not applicable
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(d)(1) *
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Agreement and Plan of Merger, dated as of January 11, 2013, by and among SCG Financial Acquisition Corp., SCG Financial Merger II Corp., Reach Media Group Holdings, Inc. and Shareholder Representative Services LLC, solely in its capacity as stockholder representative (incorporated by reference from Exhibit 2.1 to the Form 8-K filed by SCG Financial Acquisition Corp. on January 17, 2013)
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(d)(2) *
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Agreement and Plan of Merger, dated as of March 1, 2013, by and among SCG Financial Acquisition Corp., SCG Financial Merger III Corp., Symon Holdings Corporation and Golden Gate Capital Investment Fund II, L.P., solely in its capacity as Securityholders Representative (incorporated by reference from Exhibit 2.1 to the Form 8-K filed by SCG Financial Acquisition Corp. on March 1, 2013)
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(d)(3) *
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Financing commitment letter, dated March 1, 2013, between SCG Financial Acquisition Corp. and The Donald R. Wilson, Jr. 2002 Trust (incorporated by reference from Exhibit 10.1 to the Form 8-K filed by SCG Financial Acquisition Corp. on March 1, 2013)
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(g)
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Not applicable
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(h)
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Not applicable
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*
Previously filed