Post-effective Amendment to Registration Statement (pos Am)
August 08 2019 - 4:15PM
Edgar (US Regulatory)
As filed with the Securities and Exchange
Commission on August 8, 2019
Registration No. 333-224536
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Post-Effective Amendment No. 1 to
FORM F-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
OASMIA PHARMACEUTICAL AB
(Exact name of Registrant as specified
in its charter)
Not Applicable
(Translation of Registrant’s name
into English)
Sweden
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Not Applicable
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification No.)
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Vallongatan 1
752 28 Uppsala, Sweden
+46 18 50 54 40
(Address and telephone number of Registrant’s
principal executive offices)
CT Corporation System
28 Liberty Street
New York, NY 10005
(212) 590-9330
(Name, address, and
telephone number of agent for service)
Copies to:
Olof Clausson
Latham & Watkins (London) LLP
99 Bishopsgate
London EC2M 3XF
United Kingdom
Telephone: +44 (0)20 7710 1000
Facsimile: +44 (0)20 7374 4460
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Jörgen Olsson
Chairman of the Board
Oasmia Pharmaceutical AB
Vallongatan 1
752 28 Uppsala, Sweden
Telephone: +46 18 50 54 40
Facsimile: +46 18 51 08 73
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Approximate date of commencement of
proposed sale to the public: Not applicable
If only securities being registered on
this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box.
¨
If any of the securities being registered
on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the
following box.
¨
If this Form is filed to register additional
securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities
Act registration statement number of the earlier effective registration statement for the same offering.
¨
If this Form is a post-effective amendment
filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement
number of the earlier effective registration statement for the same offering.
¨
If this Form is a registration statement
pursuant to General Instruction I.C. or a post-effective amendment thereto that shall become effective upon filing with the Commission
pursuant to Rule 462(e) under the Securities Act, check the following box.
¨
If this Form is a post-effective amendment
to a registration statement filed pursuant to General Instruction I.C. filed to register additional securities or additional classes
of securities pursuant to Rule 413(b) under the Securities Act, check the following box.
¨
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933.
Emerging growth company
x
If an emerging growth company that prepares
its financial statements in accordance with U.S. GAAP, indicate by check mark if the registrant has elected not to use the extended
transition period for complying with any new or revised financial accounting standards† provided pursuant to Section 7(a)(2)(B)
of the Securities Act.
¨
DEREGISTRATION OF SECURITIES
On April 30, 2018,
Oasmia Pharmaceutical AB (the “Company”) filed with the Securities and Exchange Commission (the “SEC”)
a registration statement on Form F-3 (File No. 333-224536), as amended on May 18, 2018, which was originally declared effective
by the SEC on May 24, 2018 (the “Registration Statement”). The Registration Statement covered US$25,000,000 of Ordinary
Shares, par value SEK 0.10 per share, represented by American Depositary Shares, warrants and units of the Company.
All securities registered
pursuant to the Registration Statement remain unsold. The Company is filing this Post-Effective Amendment No. 1 to the Registration
Statement in order to terminate the effectiveness of the Registration Statement and to remove from registration all securities
registered but not sold pursuant to the Registration Statement. The Company is currently in the process of delisting its American
Depositary Shares from Nasdaq and intends to deregister the Ordinary Shares underlying its American Depositary Shares under the
Securities Exchange Act of 1934.
SIGNATURE
Pursuant to the requirements
of the Securities Act of 1933, as amended (the “Securities Act”), the Company certifies that it has reasonable grounds
to believe that it meets all of the requirements for filing on Form F-3 and has duly caused this Post-Effective Amendment to be
signed on its behalf by the undersigned, thereunto duly authorized, in the City of Uppsala, Sweden, on this 8th day of August,
2019.*
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OASMIA PHARMACEUTICAL AB
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By:
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/s/ Jörgen Olsson
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Jörgen Olsson
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Chairman of the Board
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* Pursuant to Rule 478 under the Securities
Act, no other person is required to sign this Post-Effective Amendment No. 1.
***
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