Initial Statement of Beneficial Ownership (3)
April 10 2020 - 3:26PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
DeSantis Robert |
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/1/2020
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3. Issuer Name and Ticker or Trading Symbol
INTUITIVE SURGICAL INC [ISRG]
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(Last)
(First)
(Middle)
1020 KIFER ROAD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Executive VP & GM IA&E / |
(Street)
SUNNYVALE, CA 94086
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 4381 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Non-Qualified Stock Option (right to buy) | (1) | 8/15/2026 | Common Stock | 382 | $230.9967 | D | |
Non-Qualified Stock Option (right to buy) | (1) | 2/16/2026 | Common Stock | 383 | $178.3867 | D | |
Non-Qualified Stock Option (right to buy) | (1) | 2/28/2030 | Common Stock | 1450 | $533.96 | D | |
Restricted Stock Units | (2) | 2/15/2021 | Common Stock | 1500 | $0.00 | D | |
Restricted Stock Units | (2) | 2/15/2022 | Common Stock | 1916 | $0.00 | D | |
Restricted Stock Units | (2) | 2/15/2023 | Common Stock | 2124 | $0.00 | D | |
Restricted Stock Units | (2) | 2/28/2024 | Common Stock | 2899 | $0.00 | D | |
Explanation of Responses: |
(1) | Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter. |
(2) | Each RSU granted represents a contingent right to receive one share of Intuitive Surgical common stock. The grant vests 25% on the first anniversary of the date of grant and annually thereafter, over a four year period. |
Remarks: Exhibit 24.1 - Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
DeSantis Robert 1020 KIFER ROAD SUNNYVALE, CA 94086 |
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| Executive VP & GM IA&E |
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Signatures
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By: Donna Spinola For: Robert DeSantis | | 4/10/2020 |
**Signature of Reporting Person | Date |
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