Notification That Quarterly Report Will Be Submitted Late (nt 10-q)
May 16 2019 - 6:10AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
12b-25
NOTIFICATION
OF LATE FILING
(Check
one):
|
[ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q
[ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR
|
|
|
|
For
Period Ended: March 31, 2019
|
|
|
|
[ ] Transition Report on Form 10-K
|
|
[ ] Transition Report on Form 20-F
|
|
[ ] Transition Report on Form 11-K
|
|
[ ] Transition Report on Form 10-Q
|
|
[
] Transition Report on Form N-SAR
|
|
|
|
For
the Transition Period Ended:
|
If
the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
PART
I — REGISTRANT INFORMATION
Cancer
Genetics, Inc.
Full
Name of Registrant
Not
Applicable
Former
Name if Applicable
201
Route 17 North, 2nd Floor
Address
of Principal Executive Office (
Street and Number
)
Rutherford,
NJ 07070
City,
State and Zip Code
PART
II — RULES 12b-25(b) AND (c)
If
the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule
12b-25(b), the following should be completed. (Check box if appropriate)
|
(a)
|
The
reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense
|
|
|
|
[X]
|
(b)
|
The
subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR,
or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject
quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be
filed on or before the fifth calendar day following the prescribed due date; and
|
|
|
|
|
(c)
|
The
accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
|
PART
III — NARRATIVE
State
below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof,
could not be filed within the prescribed time period.
Cancer
Genetics, Inc. (the “Company”) plans to file its Quarterly Report on Form 10-Q for the quarter ended March 31, 2019
(the “10-Q”) with the Securities and Exchange Commission (“SEC”) as soon as practicable and within the
five calendar day period provided by Rule 12b-25 for delayed filings. The delay is due primarily to timing as described below.
The
Company was unable to file its Annual Report on Form 10-K for the fiscal year ended December 31, 2018 (the “fiscal 2018
Form 10-K”), within the time period prescribed for such report without unreasonable effort or expense, because the Company
required additional time to prepare necessary disclosures required in the report and to provide the Company’s auditors with
information for them to complete their audit procedures and furnish their opinion. As a result, the Company needed to dedicate
significant resources to the fiscal 2018 Form 10-K subsequent to its due date of April 1, 2019, and through the time that it filed
such report on April 16, 2019, which was within the 15 calendar day extension period afforded by Rule 12b-25 under the Securities
Exchange Act of 1934, as amended for such filing.
As
a result of the foregoing, the Company cannot, without unreasonable effort or expense, file the Form 10-Q on the original due
date. The Company anticipates that it will be able to file the Form 10-Q within the extension period provided under Rule 12b-25.
PART
IV — OTHER INFORMATION
(1)
|
Name
and telephone number of person to contact in regard to this notification:
|
|
|
|
John
A. Roberts
|
|
(201)
|
|
528-9200
|
|
(Name)
|
|
(Area
Code)
|
|
(Telephone
Number)
|
|
|
(2)
|
Have
all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment
Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s)
been filed? If answer is no, identify report(s). [X] Yes [ ] No
|
|
|
(3)
|
Is
it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year
will be reflected by the earnings statements to be included in the subject report or portion thereof? [X] Yes [ ] No
|
If
so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons
why a reasonable estimate of the results cannot be made.
The
Company anticipates that, when filed, the 10-Q will reflect a slight decrease in revenue and gross profit, an improvement in loss
from operations and a small increase in net loss, compared to the corresponding period for the prior fiscal year. However, the
Company is not able to finalize such estimated results at this time due to the ongoing analysis and review of the Company’s
financial statements, as described above.
Cancer
Genetics, Inc.
(Name
of Registrant as Specified in Charter)
has
caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
Date:
|
May
16, 2019
|
By:
|
/s/
John A. Roberts
|
|
|
|
John
A. Roberts
|
|
|
Title:
|
President
and Chief Executive Officer
|
Cancer Genetics (NASDAQ:CGIX)
Historical Stock Chart
From Mar 2024 to Apr 2024
Cancer Genetics (NASDAQ:CGIX)
Historical Stock Chart
From Apr 2023 to Apr 2024