Statement of Changes in Beneficial Ownership (4)
January 03 2022 - 4:07PM
Edgar (US Regulatory)
FORM 4
[X]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Killeen Patrick M |
2. Issuer Name and Ticker or Trading Symbol
BRYN MAWR BANK CORP
[
BMTC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Risk Officer of BMTC |
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(Last)
(First)
(Middle)
BRYN MAWR BANK CORPORATION, 801 LANCASTER AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/31/2021 |
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(Street)
BRYN MAWR, PA 19010
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 1/1/2022 | | D | | 2810 | D | (1) | 0 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Units | (2) | 12/31/2021 | | D | | | 993 | (2) | (2) | Common Stock | 993.0 | $46.50 (3) | 0 | D | |
| Restricted Stock Units | (2) | 12/31/2021 | | D | | | 1210 | (2) | (2) | Common Stock | 1210.0 | $46.50 (3) | 0 | D | |
| Restricted Stock Units | (2) | 12/31/2021 | | D | | | 1291 | (2) | (2) | Common Stock | 1291.0 | $46.50 (3) | 0 | D | |
| Explanation of Responses: |
| (1) | Pursuant to the terms of that certain Agreement and Plan of Merger entered into as of March 9, 2021, (the "Merger"), between Bryn Mawr Bank Corporation (the "Issuer") and WSFS Financial Corporation ("WSFS"), at the effective time of the Merger (the "Effective Time"), each share of Issuer's common stock issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, converted into the right to receive, without interest, 0.90 of a share of WSFS common stock. |
| (2) | Reflects surrender of time-based restricted stock units by the Reporting Person. |
| (3) | These restricted stock units were surrendered in exchange for a cash payment representing $46.50 for each unit surrendered, including the value of certain accrued dividends. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Killeen Patrick M
BRYN MAWR BANK CORPORATION
801 LANCASTER AVENUE
BRYN MAWR, PA 19010 |
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| Chief Risk Officer of BMTC |
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Signatures
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| /s/ Lori Goldman, Attorney-in-Fact | | 1/3/2022 |
| **Signature of Reporting Person | Date |
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