Statement of Changes in Beneficial Ownership (4)
April 03 2020 - 4:43PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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NOOYI INDRA K |
2. Issuer Name and Ticker or Trading Symbol
AMAZON COM INC
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AMZN
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
P.O. BOX 81226 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/1/2020 |
(Street)
SEATTLE, WA 98108-1226
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, par value $.01 per share | 4/1/2020 | | P(1) | | 2 | A | $1921.70 (2) | 352 | D | |
Common Stock, par value $.01 per share | 4/1/2020 | | P(1) | | 4 | A | $1922.6925 (3) | 356 | D | |
Common Stock, par value $.01 per share | 4/1/2020 | | P(1) | | 1 | A | $1923.76 | 357 | D | |
Common Stock, par value $.01 per share | 4/1/2020 | | P(1) | | 3 | A | $1924.7033 (4) | 360 | D | |
Common Stock, par value $.01 per share | 4/1/2020 | | P(1) | | 1 | A | $1926.00 | 361 | D | |
Common Stock, par value $.01 per share | 4/1/2020 | | P(1) | | 8 | A | $1926.7575 (5) | 369 | D | |
Common Stock, par value $.01 per share | 4/1/2020 | | P(1) | | 6 | A | $1927.8833 (6) | 375 | D | |
Common Stock, par value $.01 per share | 4/1/2020 | | P(1) | | 10 | A | $1928.644 (7) | 385 | D | |
Common Stock, par value $.01 per share | 4/1/2020 | | P(1) | | 7 | A | $1929.6871 (8) | 392 | D | |
Common Stock, par value $.01 per share | 4/1/2020 | | P(1) | | 11 | A | $1930.7473 (9) | 403 | D | |
Common Stock, par value $.01 per share | 4/1/2020 | | P(1) | | 20 | A | $1931.685 (10) | 423 | D | |
Common Stock, par value $.01 per share | 4/1/2020 | | P(1) | | 5 | A | $1932.732 (11) | 428 | D | |
Common Stock, par value $.01 per share | 4/1/2020 | | P(1) | | 7 | A | $1933.53 (12) | 435 | D | |
Common Stock, par value $.01 per share | 4/1/2020 | | P(1) | | 8 | A | $1934.6963 (13) | 443 | D | |
Common Stock, par value $.01 per share | 4/1/2020 | | P(1) | | 2 | A | $1935.84 (14) | 445 | D | |
Common Stock, par value $.01 per share | 4/1/2020 | | P(1) | | 2 | A | $1936.91 (15) | 447 | D | |
Common Stock, par value $.01 per share | 4/1/2020 | | P(1) | | 1 | A | $1937.25 | 448 | D | |
Common Stock, par value $.01 per share | 4/1/2020 | | P(1) | | 2 | A | $1938.525 (16) | 450 | D | |
Common Stock, par value $.01 per share | | | | | | | | 18 | I | In trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
(2) | Represents the weighted average purchase price. The highest price at which shares were purchased was $1,922.17 and the lowest price at which shares were purchased was $1,921.23. |
(3) | Represents the weighted average purchase price. The highest price at which shares were purchased was $1,923.02 and the lowest price at which shares were purchased was $1,922.50. |
(4) | Represents the weighted average purchase price. The highest price at which shares were purchased was $1,925.02 and the lowest price at which shares were purchased was $1,924.53. |
(5) | Represents the weighted average purchase price. The highest price at which shares were purchased was $1,927.07 and the lowest price at which shares were purchased was $1,926.26. |
(6) | Represents the weighted average purchase price. The highest price at which shares were purchased was $1,928.02 and the lowest price at which shares were purchased was $1,927.40. |
(7) | Represents the weighted average purchase price. The highest price at which shares were purchased was $1,929.10 and the lowest price at which shares were purchased was $1,928.24. |
(8) | Represents the weighted average purchase price. The highest price at which shares were purchased was $1,930.13 and the lowest price at which shares were purchased was $1,929.32. |
(9) | Represents the weighted average purchase price. The highest price at which shares were purchased was $1,931.22 and the lowest price at which shares were purchased was $1,930.26. |
(10) | Represents the weighted average purchase price. The highest price at which shares were purchased was $1,932.21 and the lowest price at which shares were purchased was $1,931.26. |
(11) | Represents the weighted average purchase price. The highest price at which shares were purchased was $1,933.02 and the lowest price at which shares were purchased was $1,932.28. |
(12) | Represents the weighted average purchase price. The highest price at which shares were purchased was $1,933.65 and the lowest price at which shares were purchased was $1,933.46. |
(13) | Represents the weighted average purchase price. The highest price at which shares were purchased was $1,935.02 and the lowest price at which shares were purchased was $1,934.24. |
(14) | Represents the weighted average purchase price. The highest price at which shares were purchased was $1,936.01 and the lowest price at which shares were purchased was $1,935.67. |
(15) | Represents the weighted average purchase price. The highest price at which shares were purchased was $1,937.01 and the lowest price at which shares were purchased was $1,936.81. |
(16) | Represents the weighted average purchase price. The highest price at which shares were purchased was $1,938.69 and the lowest price at which shares were purchased was $1,938.36. |
Remarks: The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
NOOYI INDRA K P.O. BOX 81226 SEATTLE, WA 98108-1226 | X |
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Signatures
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/s/ by Mark F. Hoffman as attorney-in-fact for Indra K. Nooyi | | 4/3/2020 |
**Signature of Reporting Person | Date |
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