Amended Annual and Transition Report (foreign Private Issuer) (20-f/a)
December 07 2018 - 4:34PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
__________________
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FORM 20-F/A
(Amendment No. 1)
_________________________
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REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR
12 (g) OF THE SECURITIES EXCHANGE ACT OF 1934
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☒
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ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended
August 31, 2018
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF
THE SECURITIES EXCHANGE ACT OF 1934
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For the transition period from ____________ to ____________
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SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
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Date of event requiring this shell company report ____________
Commission File Number
001-32500
TANZANIAN ROYALTY EXPLORATION CORPORATION
(Exact Name of Registrant as Specified in Its Charter)
ALBERTA, CANADA
(Jurisdiction of Incorporation or Organization)
82 Richmond Street East, Suite 200,
Toronto, Ontario
M5C 1P1
(Address of Principal Executive Offices)
James Sinclair
President and Director
Tanzanian Royalty Exploration Corporation
82 Richmond Street East
Toronto, Ontario
M5C 1P1
Telephone: 1.844.364.1830
Fax: 860.799.0350
(Name, Telephone, E-mail and/or Facsimile number and Address of
Company Contact Person)
Securities registered or to be registered pursuant to Section 12(b)
of the Act:
Common Shares, without Par Value
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NYSE American
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(Title of Class)
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Name of Each Exchange on Which Registered
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Securities registered or to be registered pursuant to Section 12(g)
of the Act: NONE
Securities for which there is a reporting obligation pursuant to
Section 15(d) of the Act: NONE
Indicate the number of outstanding shares of each of the issuer’s
classes of capital or common stock as of the close of the period covered by the annual report: 125,162,803 (as of August 31, 2018).
Indicate by check mark if the registrant is a well-known seasoned
issuer, as defined in Rule 405 of the Securities Act.
☐ Yes ☒
No
If this report is an annual or transition report, indicate by check
mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. ☐
Yes ☒ No
Indicate by check mark whether the registrant (1) has filed all
reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for
such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements
for the past 90 days.
☒ Yes ☐ No
Indicate by check mark whether the registrant has submitted electronically
every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§ 2.405 of this chapter) during
the preceding 12 months (or for such shorter period that the registrant was required to submit such files).
☐ Yes ☐ No
Indicate by check mark whether the registrant is a large accelerated
filer, an accelerated filer, a non-accelerated filer or emerging growth company. See definition of “accelerated filer”
and “emerging growth company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer ☐ Accelerated
filer ☐ Non-accelerated filer ☒
Emerging Growth Company ☐
Indicate by check mark which basis of accounting the registrant
has used to prepare the financial statements included in this filing:
U.S. GAAP ☐
International Financial Reporting Standards as issued by the International Accounting
Standards Board ☒
Other ☐
If “Other” has been checked in response to the previous
question, indicate by check mark which financial statement item the Company has elected to follow.
If this is an annual report, indicate by check mark whether the
registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). ☐ Yes ☒
No
Explanatory Note
Tanzanian Royalty Exploration Corporation (the “Company”) is filing
this Amendment No. 1 (the “Amendment No. 1)”) to its Annual Report on Form 20-F for the year ended August 31, 2018
(the “Form 20-F”), which was filed with the Securities and Exchange Commission on November 30, 2018, to submit the
Interactive Data File (as defined in Rule 11 of Regulation S-T) with respect to the audited consolidated financial statements of
the Company and its consolidated subsidiaries for that fiscal year as an exhibit to the Form 20-F pursuant to paragraph 101 under
“Instructions as to Exhibits” of Form 20-F in accordance with Rule 405 of Regulation S-T. Exhibit 101 was omitted from
the Form 20-F in accordance with the 30-day grace period provided under Rule 405(a)(2)(ii) of Regulation S-T.
Except as set forth above, this Amendment No. 1 does not modify or update any of
the disclosures in the Form 20-F. This Amendment No. 1 speaks as of the time of filing of the Form 20-F, does not reflect events
that may have occurred subsequent to such filing, and does not modify or update in any way disclosures made in the Form 20-F.
101.INS
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XBRL Instance Document *
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101.SCH
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XBRL Taxonomy Extension Schema Linkbase Document *
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101.CAL
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XBRL Taxonomy Extension Calculation Linkbase Document *
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101.DEF
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XBRL Taxonomy Extension Definition Linkbase Document *
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101.LAB
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XBRL Taxonomy Extension Label Linkbase Document *
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101.PRE
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XBRL Taxonomy Extension Presentation Linkbase Document *
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_____________
*Filed Herewith
SIGNATURE
The registrant hereby certifies that it meets all of the requirements
for filing on Amendment No. 1 to the Form 20-F and that it has duly caused and authorized the undersigned to sign this Annual Report
on its behalf.
Date December 7, 2018
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TANZANIAN ROYALTY EXPLORATION CORPORATION
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By:
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“James E. Sinclair”
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James E. Sinclair,
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President and Director
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(Principal Executive Officer”)
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