Initial Statement of Beneficial Ownership (3)
August 09 2016 - 3:53PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
MacGregor Catherine
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2. Date of Event Requiring Statement (MM/DD/YYYY)
8/1/2016
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3. Issuer Name
and
Ticker or Trading Symbol
SCHLUMBERGER LTD /NV/ [SLB]
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(Last)
(First)
(Middle)
5599 SAN FELIPE, 17TH FLOOR
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
President, RCG /
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(Street)
HOUSTON, TX 77056
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock, $0.01 Par Value Per Share
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33809
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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NQ Stock Option (Right to Buy) w/ Tandem Tax W/H Right
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1/20/2012
(1)
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1/20/2021
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Common Stock, $0.01 Par Value Per Share
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30000
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$83.885
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D
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NQ Stock Option (Right to Buy) w/ Tandem Tax W/H Right
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1/19/2013
(2)
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1/19/2022
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Common Stock, $0.01 Par Value Per Share
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25000
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$72.11
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D
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NQ Stock Option (Right to Buy) w/ Tandem Tax W/H Right
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4/18/2014
(3)
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4/18/2023
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Common Stock, $0.01 Par Value Per Share
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20000
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$70.925
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D
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NQ Stock Option (Right to Buy) w/ Tandem Tax W/H Right
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4/16/2015
(4)
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4/16/2024
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Common Stock, $0.01 Par Value Per Share
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24000
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$100.555
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D
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RSU (Restricted Stock Unit)
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(5)
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(5)
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Common Stock, $0.01 Par Value Per Share
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1600
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$0
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D
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NQ Stock Option (Right to Buy) w/ Tandem Tax W/H Right
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4/16/2016
(6)
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4/16/2025
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Common Stock, $0.01 Par Value Per Share
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24000
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$91.74
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D
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NQ Stock Option (Right to Buy) w/ Tandem Tax W/H Right
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4/20/2017
(7)
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4/20/2026
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Common Stock, $0.01 Par Value Per Share
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30000
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$80.525
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D
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RSU (Restricted Stock Unit)
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(8)
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(8)
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Common Stock, $0.01 Par Value Per Share
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3500
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$0
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D
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NQ Stock Option (Right to Buy) w/ Tandem Tax W/H Right
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7/20/2017
(9)
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7/20/2026
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Common Stock, $0.01 Par Value Per Share
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114000
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$79.85
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D
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NQ Stock Option (Right to Buy) w/ Tandem Tax W/H Right
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1/17/2009
(10)
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1/17/2018
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Common Stock, $0.01 Par Value Per Share
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35000
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$84.93
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D
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NQ Stock Option (Right to Buy) w/ Tandem Tax W/H Right
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4/23/2010
(11)
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4/23/2019
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Common Stock, $0.01 Par Value Per Share
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40000
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$45.88
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D
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NQ Stock Option (Right to Buy) w/ Tandem Tax W/H Right
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1/21/2011
(12)
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1/21/2020
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Common Stock, $0.01 Par Value Per Share
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30000
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$68.505
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D
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Explanation of Responses:
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(
1)
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Became exercisable in four equal annual installments beginning January 20, 2012.
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(
2)
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Became exercisable in four equal annual installments beginning January 19, 2013.
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(
3)
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Became exercisable in five equal annual installments beginning April 18, 2014.
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(
4)
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Became exercisable in five equal annual installments beginning April 16, 2015.
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(
5)
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Subject to 3-year cliff vesting on April 16, 2017.
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(
6)
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Became exercisable in five equal annual installments beginning April 16, 2016.
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(
7)
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Will become exercisable in five equal annual installments beginning April 20, 2017.
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(
8)
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Subject to 3-year cliff vesting on April 20, 2019.
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(
9)
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Will become exercisable in five equal annual installments beginning July 20, 2017.
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(
10)
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Became exercisable in four equal annual installments beginning January 17, 2009.
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(
11)
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Became exercisable in four equal annual installments beginning April 23, 2010.
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(
12)
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Became exercisable in four equal annual installments beginning January 21, 2011.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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MacGregor Catherine
5599 SAN FELIPE, 17TH FLOOR
HOUSTON, TX 77056
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President, RCG
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Signatures
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/s/ Saul R. Laureles, Attorney-in-Fact
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8/9/2016
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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