Rex Bionics PLC Holdings in Company (2339G)
May 25 2017 - 5:38AM
UK Regulatory
TIDMRXB
RNS Number : 2339G
Rex Bionics PLC
25 May 2017
For filings with the FCA
include the annex
For filings with issuer exclude
the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
-----------------------------------------------------------------------------------
1. Identity of the issuer or REX BIONICS PLC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
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2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights ü
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An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------- --------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------- --------------------------
An event changing the breakdown of voting rights
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Other (please
specify):
----------------------------------------------------- --------------------------
3. Full name of person(s) DHRUPA PATEL
subject to the
notification obligation:
(iii)
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4. Full name of shareholder(s) BRADSHAW ASSET MANAGEMENT
(if different from 3.):(iv)
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5. Date of the transaction 23(rd) MAY, 2017
and date on
which the threshold is
crossed or
reached: (v)
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6. Date on which issuer 23(rd) MAY, 2017
notified:
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7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 5%
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8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- -------------------------------- --------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
-------------- --------------- --------------- ------------- -------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ----------- ----------- ------------- ------------ ------------ ------------ -----------
GB00BLRLQM66 0 0 1,420,887 1,420,887 5.04%
--------------- --------------- ------------- ------------ ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------ ------------- ------------------------------ ---------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
---------------- ------------- ------------- --------------- ---------------------------- -----------------------
Nominal Delta
---------------- ------------- ------------- --------------- ---------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------- ------------------------------------------------------------------
1,420,887 5.04%
-------------------------------------------------- ------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-----------------------------------------------------------------------
Mark Bradshaw controls 3,172,450 shares and 1,420,887
shares via Bradshaw Asset Management Limited directly.
Bradshaw Asset Management is also investment advisor
to Victory Special Opportunities Fund, a cell of Freedom
Global Funds PLC which owns 477,778 shares and 100,000
Warrants issued on 1(st) August 2016.
Proxy Voting:
-----------------------------------------------------------------------
10. Name of the proxy holder: N/A
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11. Number of voting rights proxy N/A
holder will cease to hold:
------------------------------------------------------- --------------
12. Date on which proxy holder will N/A
cease to hold voting rights:
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13. Additional information:
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14. Contact name: DHRUPA PATEL
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15. Contact telephone number: 0207 250 4350
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Note: Annex should only be submitted to the FCA not
the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to
the notification obligation
-----------------------------------------------------------------
Full name BRADSHAW ASSET MANAGEMENT
(including legal form of
legal entities)
------------------------------------ ---------------------------
Contact address 10-11 CHARTERHOUSE SQUARE
(registered office for legal LONDON
entities) EC1M 6EE
------------------------------------ ---------------------------
Phone number & email 0207 250 4350
mark@baml.net
------------------------------------ ---------------------------
Other useful information
(at least legal representative
for legal persons)
------------------------------------ ---------------------------
B: Identity of the notifier, if applicable
-----------------------------------------------------------------
Full name DHRUPA PATEL
------------------------------------ ---------------------------
Contact address 10-11 CHARTERHOUSE SQUARE
LONDON
EC1M 6EE
------------------------------------ ---------------------------
Phone number & email 0207 250 4350
drew@baml.net
------------------------------------ ---------------------------
Other useful information COMPLIANCE OFFICER
(e.g. functional relationship BRADSHAW ASSET MANAGEMENT
with the person or legal
entity subject to the notification
obligation)
------------------------------------ ---------------------------
C: Additional information
-----------------------------------------------------------------
For notes on how to complete form TR-1 please see the
FCA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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