AJ Bell PLC Director/PDMR/PCA Transaction Initial Notification (7973C)
June 19 2019 - 9:50AM
UK Regulatory
TIDMAJB
RNS Number : 7973C
AJ Bell PLC
19 June 2019
AJ Bell plc (Company)
Director/PDMR/PCA Transaction - Initial Notification
The Company announces that it was notified on 18 June 2019,
that:
a) Christopher Bruce Robinson, a person discharging managerial
responsibility (PDMR) in the Company, has in order to effect a "Bed
and ISA" transaction, sold 3,490 ordinary shares of GBP0.000125
each in the Company (Ordinary Shares) at a price of GBP3.77 per
Ordinary Share and then repurchased into his Individual Savings
Account (ISA) the same number of 3,490 Ordinary Shares at a price
of GBP3.77 per Ordinary Share; and
b) Diana Lee Robinson, a person closely associated (PCA) with
Christopher Bruce Robinson, has in order to effect a "Bed and ISA"
transaction, sold 3,490 Ordinary Shares at a price of GBP3.77 per
Ordinary Share and then repurchased, into her ISA, the same number
of 3,490 Ordinary Shares at a price of GBP3.77 per Ordinary
Share.
The above transactions all took place on 18 June 2019.
The transactions were entered into in accordance with exceptions
from the lock up arrangements applicable to Management Selling
Shareholders (as defined in the prospectus published in relation to
the initial public offering of the Company's shares on 27 November
2018 (Prospectus), as described in paragraph 10 of Part 7 (Details
of the Offer) of the Prospectus, of one year in respect of 100% of
their shareholdings at Admission (as defined in the Prospectus) and
a further one year in respect of 50% of such shareholdings.
Notwithstanding the transactions, the Ordinary Shares remain
subject to the terms of such lock up arrangements.
Following the transactions, there has been no change in the
number of shares in which Christopher Bruce Robinson has an
interest.
This announcement, including the notification below, is made in
accordance with the requirements of the EU Market Abuse
Regulation.
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Christopher Bruce Robinson
----------------------------------------------------------- ----------------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------------------------------------------------
a) Position/status Group Legal Services Director/Company Secretary/PDMR
----------------------------------------------------------- ----------------------------------------------------
b) Initial notification /Amendment Initial Notification
----------------------------------------------------------- ----------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
-----------------------------------------------------------------------------------------------------------------
a) Name AJ Bell plc
----------------------------------------------------------- ----------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
----------------------------------------------------------- ----------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
-----------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of instrument Ordinary shares of GBP0.000125 each
----------------------------------------------------------- ----------------------------------------------------
Identification code GB00BFZNLB60
----------------------------------------------------------- ----------------------------------------------------
b) Nature of the transaction Sale of Ordinary Shares
----------------------------------------------------------- ----------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 3.77 3,490
---------
----------------------------------------------------------- ----------------------------------------------------
d) Aggregated information
* Aggregated volume 3,490
GBP 13,157.30
* Price
----------------------------------------------------------- ----------------------------------------------------
e) Date of the transaction 18 June 2019
----------------------------------------------------------- ----------------------------------------------------
f) Place of the transaction London Stock Exchange
----------------------------------------------------------- ----------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities
a) Name Christopher Bruce Robinson
-------------------------------------------------------- -------------------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------------------------------------------------
a) Position/status Group Legal Services Director/Company Secretary/PDMR
-------------------------------------------------------- -------------------------------------------------------
b) Initial notification /Amendment Initial Notification
-------------------------------------------------------- -------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
-----------------------------------------------------------------------------------------------------------------
a) Name AJ Bell plc
-------------------------------------------------------- -------------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
-------------------------------------------------------- -------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
-----------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of Ordinary shares of GBP0.000125 each
instrument
-------------------------------------------------------- -------------------------------------------------------
Identification code GB00BFZNLB60
-------------------------------------------------------- -------------------------------------------------------
b) Nature of the transaction Purchase of Ordinary Shares via Christopher Bruce
Robinson ISA.
-------------------------------------------------------- -------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 3.77 3,490
---------
-------------------------------------------------------- -------------------------------------------------------
d) Aggregated information
* Aggregated volume 3,490
GBP 13,157.30
* Price
-------------------------------------------------------- -------------------------------------------------------
e) Date of the transaction 18 June 2019
-------------------------------------------------------- -------------------------------------------------------
f) Place of the transactions London Stock Exchange
-------------------------------------------------------- -------------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Diana Lee Robinson
-------------------------------------------------------- -------------------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------------------------------------------------
a) Position/status PCA of Christopher Bruce Robinson, Group Legal Services
Director/Company Secretary/PDMR
-------------------------------------------------------- -------------------------------------------------------
b) Initial notification /Amendment Initial Notification
-------------------------------------------------------- -------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
-----------------------------------------------------------------------------------------------------------------
a) Name AJ Bell plc
-------------------------------------------------------- -------------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
-------------------------------------------------------- -------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
-----------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of Ordinary shares of GBP0.000125 each
instrument
-------------------------------------------------------- -------------------------------------------------------
Identification code GB00BFZNLB60
-------------------------------------------------------- -------------------------------------------------------
b) Nature of the transaction Sale of Ordinary Shares
-------------------------------------------------------- -------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 3.77 3,490
---------
-------------------------------------------------------- -------------------------------------------------------
d) Aggregated information
* Aggregated volume 3,490
GBP 13,157.30
* Price
-------------------------------------------------------- -------------------------------------------------------
e) Date of the transaction 18 June 2019
-------------------------------------------------------- -------------------------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------------------------------------- -------------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Diana Lee Robinson
-------------------------------------------------------- -------------------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------------------------------------------------
a) Position/status PCA of Christopher Bruce Robinson, Group Legal Services
Director/Company Secretary/PDMR
-------------------------------------------------------- -------------------------------------------------------
b) Initial notification /Amendment Initial Notification
-------------------------------------------------------- -------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
-----------------------------------------------------------------------------------------------------------------
a) Name AJ Bell plc
-------------------------------------------------------- -------------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
-------------------------------------------------------- -------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
-----------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of Ordinary shares of GBP0.000125 each
instrument
-------------------------------------------------------- -------------------------------------------------------
Identification code GB00BFZNLB60
-------------------------------------------------------- -------------------------------------------------------
b) Nature of the transaction Purchase of Ordinary Shares via Diana Lee Robinson ISA.
-------------------------------------------------------- -------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 3.77 3,490
---------
-------------------------------------------------------- -------------------------------------------------------
d) Aggregated information
* Aggregated volume 3,490
GBP 13,157.30
* Price
-------------------------------------------------------- -------------------------------------------------------
e) Date of the transaction 18 June 2019
-------------------------------------------------------- -------------------------------------------------------
f) Place of the transactions London Stock Exchange
-------------------------------------------------------- -------------------------------------------------------
Name of officer of issuer responsible for making notification:
Bruce Robinson (Company Secretary)
Date of notification: 19 June 2019
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
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