Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
July 27 2022 - 4:16PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
For the Month of July 2022
Commission File
No.: 333-204074
WINS FINANCE HOLDINGS INC.
1F, Building 1B
No. 58 Jianguo Road, Chaoyang District
Beijing 100024, People’s Republic of China
(Address of Principal Executive Offices.)
2 Wall Street
8th Floor
New York, NY 10005
(646) 694-8538
(New York Office)
Indicate by check mark whether the registrant files or will file annual
reports under cover Form 20-F or Form 40-F.
Form 20-F x Form 40-F ¨
Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule 101(b)(1): ____
Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule 101(b)(7): _____
Unregistered Sales of Equity Securities.
On July 21, 2022, Wins Finance Holdings Inc.
(the “Company”) issued options to purchase an aggregate of 900,000 of its ordinary shares to 29 of its officers, directors
and employees, including the following:
| Name | |
Title | |
Number of shares underlying
options | |
| Mu Renhui（穆仁辉） | |
Chief Executive Officer | |
| 130,000 | |
| Cheng Yu Chan（成羽蝉） | |
CFO | |
| 50,000 | |
| Wang Peng（王鹏） | |
Independent Director | |
| 30,000 | |
| Huang Jianhua（黄建华） | |
Independent Director | |
| 65,000 | |
| Li Jiyi（李继祎） | |
Independent Director | |
| 30,000 | |
The options vest as follows: 25% on the first
anniversary of the Vesting Commencement Date, and then in equal monthly installments over the following 24 months. For purposes of the
option agreements, the Vesting Commencement Date is June 6, 2022. The options have an exercise price of $0.255 per ordinary share
and expire on June 10, 2032.
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Dated: July 27, 2022
WINS FINANCE HOLDINGS INC.
| By: |
/s/ Renhui Mu |
|
| Name: Renhui Mu |
|
| Title: Chief Executive Officer |
|
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