UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 
Sonic Foundry, Inc.
 
(Exact name of registrant as specified in its charter)
 

Maryland

39-1783372

(State of incorporation or organization)

(I.R.S. Employer Identification No.)

222 West Washington Ave., Madison, WI

53703

(Address of principal executive offices)

(Zip Code)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class

to be so registered

Common Stock, par value $.01 per share

Name of each exchange on which

each class is to be registered

The Nasdaq Stock Market LLC

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.  [X]

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.  [ ]

Securities Act registration statement file number to which this form relates:

Securities to be registered pursuant to Section 12(g) of the Act:

None

 

 

 

1

 
 

 

This registration statement is filed with the Securities and Exchange Commission (the “SEC”) in connection with the application of Sonic Foundry, Inc. to list its Common Stock on The Nasdaq Stock Market LLC.

 

Item 1.  Description of Registrant’s Securities to be Registered

 

Registrant’s authorized capital stock consists of 15,000,000 shares of Common Stock.  The outstanding shares of Common Stock are fully paid and nonassessable.  Holders of Common Stock are entitled to one vote for each share held of record on all matters submitted to a vote of the shareholders, may cumulate votes in the election of directors and have no preemptive rights.  The Common Stock is neither redeemable nor convertible into other securities, and there are no sinking fund provisions.

 

Holders of Common Stock are entitled to dividends when and as declared by the Board of Directors from funds legally available therefore and are entitled, in the event of liquidation, to share ratably in all assets remaining after payment of liabilities.

 

Item 2.  Exhibits

Pursuant to the Instructions as to Exhibits with respect to Form 8-A, no exhibits are required to be filed because no other securities of the Registrant are registered on The NASDAQ Stock Market and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934.

 

 
 

 

SIGNATURE

 

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

 

 

Date:  January 24, 2022  Sonic Foundry, Inc
   
   
  By:  /s/ Kenneth A. Minor
 

Kenneth A. Minor

 

Chief Financial Officer and Secretary

 

 

 

 

 

 
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