Initial Statement of Beneficial Ownership (3)
August 12 2022 - 4:32PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Kitson Michael J. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/5/2022
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3. Issuer Name and Ticker or Trading Symbol
Vertiv Holdings Co [VRT]
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(Last)
(First)
(Middle)
C/O VERTIV HOLDINGS CO, 1050 DEARBORN DRIVE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
Chief Procurement Officer / |
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(Street)
COLUMBUS, OH 43085
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Class A Common Stock | 29728.23 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Options | (2) | 2/7/2030 | Class A Common Stock | 60597 | $12.05 | D | |
| Stock Options | (3) | 4/4/2032 | Class A Common Stock | 17661 | $14.49 | D | |
| Explanation of Responses: |
| (1) | Includes shares, restricted stock units and dividend equivalent stock units. |
| (2) | 15,149 stock options vested on each of February 7, 2021 and February 7, 2022, 15,149 stock options are scheduled to vest on February 7, 2023, and 15,150 stock options are scheduled to vest on February 7, 2024. |
| (3) | 4,415 stock options are scheduled to vest on each of March 3, 2023, March 3, 2024 and March 3, 2025, and 4,416 stock options are scheduled to vest on March 3, 2026. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Kitson Michael J.
C/O VERTIV HOLDINGS CO
1050 DEARBORN DRIVE
COLUMBUS, OH 43085 |
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| Chief Procurement Officer |
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Signatures
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| /s/ Robert M. Wolfe, as attorney-in-fact | | 8/12/2022 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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