SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
Under the Securities Exchange Act of 1934
(Amendment No. 5)*
________________________________
MOOG INC.
(Name of Issuer)
Class B Common Stock, $1.00 per share
(Title of class of securities)
CUSIP NO. 615394301
(CUSIP number)
Donald R. Fishback
Vice President-Finance and Chief Financial Officer
400 Jamison Road
East Aurora, New York 14052-0018
Telephone: (716)-652-2000
(Name, address, and telephone number of person authorized to
receive notices and communications)
Copies to:
Robert T.
Brady
740 W. Palomino Dr.
Jackson, Wyoming 83001
Telephone: (716) 652-2000
May 20,
2019
(Date of event which requires filing of this
statement)
________________________________
If the
filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D,
and is filing this schedule because of §240.13d-1(e), 240.13d-1(f)
or 240.13d-1(g), check the following box. [X]
________________________________________________________________________
Note:
Schedules filed in paper format shall include a signed original and
five copies of the schedule, including all exhibits. See Rule 13d-7
for other parties to whom copies are to be sent.
________________________________________________________________________
*The
remainder of this cover page shall be filled out for a reporting
person’s initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing
information which would alter the disclosures provided in a prior
cover page.
The
information required in the remainder of this cover page shall not
be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
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CUSIP NO.
615394301
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SCHEDULE 13D
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1
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NAMES OF REPORTING
PERSONS:
Moog Inc. Stock Employee
Compensation Trust, as amended and restated effective August 13,
2014, Robert T. Brady, as Trustee
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2
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CHECK THE APPROPRIATE BOX IF
A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ ]
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3
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SEC USE
ONLY
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4
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SOURCE OF
FUNDS
SC, BK
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5
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CHECK IF
DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d)
or 2(e) [ ]
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6
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CITIZENSHIP OR PLACE OF
ORGANIZATION
New York
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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7
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SOLE VOTING
POWER
0
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8
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SHARED
VOTING POWER
913,816
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9
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SOLE
DISPOSITIVE POWER
0
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10
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SHARED
DISPOSITIVE POWER
913,816
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11
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AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON
913,816
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12
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CHECK IF THE AGGREGATE AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [
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13
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PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (11)
22.02% 1
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14
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TYPE OF REPORTING PERSON (See
Instructions)
EP, OO
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1
Based on
4,149,274 voting shares of Moog Inc.'s (the "Issuer") Class B
Common Stock, $1.00 par value per share ("Class B Stock")
outstanding on April 26, 2019, as provided by the
Issuer.
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CUSIP NO.
615394301
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SCHEDULE 13D
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1
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NAMES OF REPORTING
PERSONS:
Robert T. Brady, as
Trustee
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2
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CHECK THE APPROPRIATE BOX IF
A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ ]
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3
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SEC USE
ONLY
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4
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SOURCE OF
FUNDS
SC, BK
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5
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CHECK IF
DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d)
or 2(e) [ ]
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6
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CITIZENSHIP OR PLACE OF
ORGANIZATION
U.S.
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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7
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SOLE VOTING
POWER
87,843
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8
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SHARED
VOTING POWER
913,816
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9
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SOLE
DISPOSITIVE POWER
87,843
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10
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SHARED
DISPOSITIVE POWER
913,816
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11
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AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON
1,001,659 2
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12
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CHECK IF THE AGGREGATE AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [
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13
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PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (11)
24.14% 3
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14
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TYPE OF REPORTING PERSON (See
Instructions)
EP, OO
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2
Includes 87,843
shares owned individually.
3
Based on
4,149,274 voting shares of Moog Inc.'s (the "Issuer") Class B
Common Stock, $1.00 par value per share ("Class B Stock")
outstanding on April 26, 2019, as provided by the
Issuer.
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Item 1.
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Security and Issuer.
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This
Amendment No. 5 ("Amendment No. 5") amends the statement on
Schedule 13D (the "Statement") filed with the Securities and
Exchange Commission (the "SEC") on August 31, 2018, as amended by
Amendment No. 1 filed with the SEC on December 6, 2018 ("Amendment
No. 1"), as amended by Amendment No. 2 filed with the SEC on
January 10, 2019 ("Amendment No. 2"), as amended by Amendment No. 3
filed with the SEC on February 1, 2019 ("Amendment No. 3"), and as
further amended by Amendment No. 4 filed with the SEC on March 4,
2019 ("Amendment No. 4").
This
Amendment No. 5 is being made to reflect changes in beneficial
ownership as a result of the transactions described in Item 4 and
Item 5 below. Except as otherwise set forth herein, this Amendment
No. 5 does not modify any of the information previously reported in
the Statement as amended.
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Item 3.
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Source and Amount of Funds or Other Consideration.
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Item
3 is amended as follows:
The
principal amount of the Note as of June 20, 2019 was
$73,115
,680.28.
As
of June 20, 2019, total outstanding loans to the Trust from
Citizens Bank were in the amount of $4 million.
Acquisitions
of Class B Stock described under Item 5(c) below by the Trust were
funded using cash on hand.
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Item 4.
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Purpose of Transaction.
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Item
4 is amended as follows:
On
May 20, 2019, the Trust purchased 50,000 shares of the Class B
Stock from the Moog Inc. Supplemental Retirement Plan Trust, as
amended and restated effective January 1, 2015.
This
Amendment No. 5 updates the status of the aggregate shareholdings
of the Trust. As of May 20, 2019, the Trust holds a total of
913,816 shares of Class B Stock representing approximately 22.02%
of the Issuer's total outstanding Class B Stock. This is an
increase from the 838,872 shares of Class B Stock held on February
28, 2019, as reported in Amendment No. 4.
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Item 5.
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Interest in Securities of the Issuer.
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Item
5 is amended and restated as follows:
(a)
The Trust beneficially owns 913,816 shares of Class B Stock, which
equals 22.02% of the outstanding Class B Stock, based on 4,149,274
shares of Class B Stock outstanding on April 26, 2019. In addition,
the Trustee beneficially owns 87,843 shares of Class B Stock, which
equals 2.12% of the outstanding Class B Stock, based on 4,149,274
shares of the Class B Stock outstanding on April 26,
2019.
(b)
The
Trustee has shared voting power and dispositive power for all of
the 913,816 shares of Class B Stock held by the Trust with
participants of the Moog Inc. Retirement Savings Plan on
Significant Transactions as provided for in Section 5.4 of the SECT
Agreement, a copy of which is filed with the Statement. Significant
Transactions include matters involving corporate merger,
consolidation, sale of all or substantially all of the Company’s
assets, recapitalization, reclassification, liquidation,
dissolution or similar matters. As to other matters, the Trustee
has the sole power to direct the vote and to dispose or direct the
disposition of all of the 913,816 shares of Class B Stock held by
the Trust. The Trustee has sole voting and dispositive power for
all 87,843 shares of Class B Stock owned individually.
(c)
All transactions in Class B Stock by the Trust during the sixty day
period prior to the date of the filing of Amendment No. 5 are
outlined in the following table:
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Date
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Transaction
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Resulting share movement
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Price
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3/29/2019
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Purchase from private
party
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34
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$85.88
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4/5/2019
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Purchase from private
party
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159
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$85.88
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4/5/2019
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Purchase from private
party
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358
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$85.69
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4/12/2019
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Purchase from private
party
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30
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$89.76
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4/19/2019
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Purchase from private
party
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88
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$89.76
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4/25/2019
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Purchase from Moog Inc.
Retirement Savings Plan
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6,561
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$97.24
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4/26/2019
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Purchase from private
party
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230
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$96.16
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5/1/2019
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Purchase from Moog Inc.
Retirement Savings Plan
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9,750
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$94.20
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5/3/2019
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Purchase from private
party
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22
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$96.16
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5/10/2019
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Purchase from private
party
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86
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$96.16
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5/17/2019
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Purchase from private
party
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5
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$96.16
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5/20/2019
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Purchase from Moog Inc.
Supplemental Retirement Plan Trust
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50,000
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$85.85
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No
shares of Class B Stock were acquired or sold by the Trustee during
the sixty (60) days preceding the date of this Amendment No
5.
(d)
Not applicable.
(e)
Not applicable.
After
reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true,
complete and correct.
Dated:
May 22, 2019
ROBERT
T. BRADY, INDIVIDUALLY AND AS TRUSTEE OF THE MOOG INC. STOCK
EMPLOYEE COMPENSATION TRUST, as amended
By:
/s/ John P. McGrath as Power of Attorney for Robert T.
Brady
Robert
T. Brady, individually and as Trustee
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