Statement of Changes in Beneficial Ownership (4)
February 19 2021 - 04:55PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Nickolas James
AJ |
2. Issuer Name and Ticker or Trading
Symbol MARTIN MARIETTA MATERIALS INC [ MLM ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
SVP and CFO |
(Last)
(First)
(Middle)
MARTIN MARIETTA MATERIALS, INC., 2710 WYCLIFF ROAD |
3. Date of Earliest Transaction (MM/DD/YYYY)
2/17/2021
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(Street)
RALEIGH, NC 27607
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
2/17/2021 |
|
A |
|
3928 (1) |
A |
$0 |
15929 |
D |
|
Common Stock |
2/17/2021 |
|
F |
|
1766 |
D |
$325.30 |
14163 |
D |
|
Common Stock |
2/17/2021 |
|
A |
|
612 |
A |
$260.24 |
14775 |
D |
|
Common Stock |
2/17/2021 |
|
A |
|
1526 (2) |
A |
$0 |
16301 |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
Represents the settlement of
performance share units into common stock that were granted under
the Martin Marietta Amended and Restated Stock Based Award Plan on
February 22, 2018. The ultimate amount of shares to be received
under the grant depended on the achievement of performance goals
during a three-year performance period from January 1, 2018 through
December 31, 2020. On February 17, 2021, Martin Marietta's
Management Development and Compensation Committee certified the
attainment of the applicable performance goals and approved the
settlement of the PSU grant. The shares underlying the PSUs vested
on December 31, 2020. |
(2) |
Restricted stock unit award
granted under the Martin Marietta Materials, Inc. Amended and
Restated Stock-Based Award Plan, which award vests pro rata in
equal installments over three years from the date of
grant. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Nickolas James AJ
MARTIN MARIETTA MATERIALS, INC.
2710 WYCLIFF ROAD
RALEIGH, NC 27607 |
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|
SVP and CFO |
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Signatures
|
/s/ Roselyn R. Bar,
attorney-in-fact |
|
2/19/2021 |
**Signature of Reporting
Person |
Date |