Initial Statement of Beneficial Ownership (3)
November 07 2019 - 6:03PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Salmon Sean |
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/1/2019
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3. Issuer Name and Ticker or Trading Symbol
Medtronic plc [MDT]
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(Last)
(First)
(Middle)
710 MEDTRONIC PARKWAY, LC300 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) EVP & Group President Diabetes / |
(Street)
MINNEAPOLIS, MN 55432
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Ordinary Shares | 25409 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (Right to Buy) | 10/28/2020 (2) | 10/28/2029 | Ordinary Shares | 14716 | $106.22 | D | |
Stock Option (Right to Buy) | 7/30/2013 (2) | 7/30/2022 | Ordinary Shares | 21129 | $38.81 | D | |
Stock Option (Right to Buy) | 7/30/2013 (2) | 7/30/2022 | Ordinary Shares | 2577 | $38.81 | D | |
Stock Option (Right to Buy) | 7/29/2014 (2) | 7/29/2023 | Ordinary Shares | 14823 | $55.32 | D | |
Stock Option (Right to Buy) | 7/29/2014 (2) | 7/29/2023 | Ordinary Shares | 1808 | $55.32 | D | |
Stock Option (Right to Buy) | 7/28/2015 (2) | 7/28/2024 | Ordinary Shares | 13066 | $62.76 | D | |
Stock Option (Right to Buy) | 7/28/2015 (2) | 7/28/2024 | Ordinary Shares | 1594 | $62.76 | D | |
Stock Option (Right to Buy) | 8/3/2016 (2) | 8/3/2025 | Ordinary Shares | 17095 | $78.00 | D | |
Stock Option (Right to Buy) | 8/3/2016 (2) | 8/3/2025 | Ordinary Shares | 1283 | $78.00 | D | |
Stock Option (Right to Buy) | 8/1/2017 (2) | 8/1/2026 | Ordinary Shares | 15142 | $88.06 | D | |
Stock Option (Right to Buy) | 8/1/2017 (2) | 8/1/2026 | Ordinary Shares | 1136 | $88.06 | D | |
Stock Option (Right to Buy) | 7/31/2018 (2) | 7/31/2027 | Ordinary Shares | 27788 | $83.97 | D | |
Stock Option (Right to Buy) | 7/31/2018 (2) | 7/31/2027 | Ordinary Shares | 1191 | $83.97 | D | |
Stock Option (Right to Buy) | 7/30/2019 (2) | 7/30/2028 | Ordinary Shares | 25983 | $89.08 | D | |
Stock Option (Right to Buy) | 7/30/2019 (2) | 7/30/2028 | Ordinary Shares | 1695 | $89.08 | D | |
Stock Option (Right to Buy) | 7/29/2020 (2) | 7/29/2029 | Ordinary Shares | 21532 | $103.26 | D | |
Stock Option (Right to Buy) | 7/29/2020 (2) | 7/29/2029 | Ordinary Shares | 1615 | $103.26 | D | |
Stock Option (Right to Buy) | 4/30/2013 (2) | 4/30/2022 | Ordinary Shares | 4713 | $38.20 | D | |
Stock Option (Right to Buy) | 6/29/2018 (3) | 1/27/2025 | Ordinary Shares | 16035 | $74.84 | D | |
Explanation of Responses: |
(1) | Includes grants of restricted stock units which vest on the listed date and for the listed number of shares if the Company's cumulative non-GAAP diluted earnings per share ("EPS") growth measured over the three most recently completed fiscal years exceeds a 3% cumulative compound annual growth rate (as determined by the Compensation Committee): (i) 7,300 restricted stock units that vest on 7/31/2020; (ii) 4,422 restricted stock units that vest on 7/30/2021; and (iii) 5,474 restricted stock units that vest on 7/29/2022. |
(2) | These options become exercisable at the rate of 25% of the shares granted per year beginning on the first anniversary of the grant. |
(3) | This option became exercisable on June 29, 2018, subject to Medtronic plc's achievement of a pre-specified cash Earnings Per Share Growth Rate for fiscal years 2016 through 2018. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Salmon Sean 710 MEDTRONIC PARKWAY LC300 MINNEAPOLIS, MN 55432 |
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| EVP & Group President Diabetes |
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Signatures
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/s/ Perry F. Sekus, attorney-in-fact | | 11/7/2019 |
**Signature of Reporting Person | Date |
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