Initial Statement of Beneficial Ownership (3)
March 03 2020 - 11:07AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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ELLIS DANIEL E |
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/29/2020
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3. Issuer Name and Ticker or Trading Symbol
AMC ENTERTAINMENT HOLDINGS, INC. [AMC02/29/2]
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(Last)
(First)
(Middle)
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
SVP,DEVEL AND INTERNATIONAL / |
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(Street)
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| CLASS A COMMON STOCK | 29235 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| RESTRICTED STOCK UNIT (1) | (1) | (1) | CLASS A COMMON STOCK | 5298 | $0 | D | |
| RESTRICTED STOCK UNIT (2) | (2) | (2) | CLASS A COMMON STOCK | 13707 | $0 | D | |
| RESTRICTED STOCK UNIT (3) | (3) | (3) | CLASS A COMMON STOCK | 42889 | $0 | D | |
| Explanation of Responses: |
| (1) | Each restricted stock unit ("RSU") represents the right to receive one share of Class A Common Stock within 30 days following vesting. The RSUs were granted on March 12, 2018, and the remaining balance will vest in January 2021, subject to continued employment. The grant was made pursuant to the AMC Entertainment Holdings, Inc. 2013 Equity Incentive Plan. |
| (2) | Each restricted stock unit ("RSU") represents the right to receive one share of Class A Common Stock within 30 days following vesting. The RSUs were granted on March 6, 2019, and one-half (1/2) of the remaining balance will vest in each of January 2021 and 2022, subject to continued employment. The grant was made pursuant to the AMC Entertainment Holdings, Inc. 2013 Equity Incentive Plan. |
| (3) | Each restricted stock unit ("RSU") represents the right to receive one share of Class A Common Stock within 30 days following vesting. The RSUs were granted on February 28, 2020, and one-third (1/3) of the total grant will vest in each of January 2021, 2022 and 2023, subject to continued employment. The grant was made pursuant to the AMC Entertainment Holdings, Inc. 2013 Equity Incentive Plan. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
ELLIS DANIEL E
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| SVP,DEVEL AND INTERNATIONAL |
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Signatures
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| /S/EDWIN F GLADBACH, ATTORNEY-IN-FACT | | 3/3/2020 |
| **Signature of Reporting Person | Date |
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