Current Report Filing (8-k)

Date : 02/12/2020 @ 11:57AM
Source : Edgar (US Regulatory)
Stock : AllianceBernstein Holding LP (AB)
Quote : 20.91  0.77 (3.82%) @ 1:00AM
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Current Report Filing (8-k)

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): February 12, 2020

ALLIANCEBERNSTEIN HOLDING L.P.
(Exact name of registrant as specified in its charter)

Delaware
001-09818
13-3434400
(State or other jurisdiction of
incorporation or organization)
(Commission File Number)
(I.R.S. Employer Identification Number)

1345 Avenue of the Americas, New York, NY  10105
(Address of principal executive offices)
(Zip Code)
(212) 969-1000
(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company    

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act








Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class
Trading Symbol
Name of Each Exchange on which Registered
Units represent assignments of beneficial ownership of limited partnership interests in AB Holding
AB
NYSE









Item 2.02.    Results of Operations and Financial Condition.

AllianceBernstein L.P. and AllianceBernstein Holding L.P. (collectively, “AB”) are furnishing their news release issued on February 12, 2020 announcing financial and operating results for the fourth quarter and full year ended December 31, 2019 and the availability of Form 10-K for the year ended December 31, 2019 (the “4Q19 Release”). The 4Q19 Release is attached hereto as Exhibit 99.01.

Item 7.01.    Regulation FD Disclosure.

AB also is furnishing a news release issued on February 12, 2020 announcing preliminary assets under management for the month ended January 31, 2020 (the “AUM Release”). The AUM Release is attached hereto as Exhibit 99.02.

Item 9.01.    Financial Statements and Exhibits.

(d)
Exhibits:
    
99.01    4Q19 Release.

99.02    AUM Release.
    
These exhibits are furnished pursuant to Item 2.02 and Item 7.01 hereof and should not be deemed to be "filed" under the Securities Exchange Act of 1934.











SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.


 
 
ALLIANCEBERNSTEIN HOLDING L.P.
Dated: February 12, 2020
 
By: 
/s/ David M. Lesser
 
 
 
David M. Lesser
Corporate Secretary


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