Current Report Filing (8-k)
March 01 2018 - 2:30PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): February 22, 2018
ALLIANCE
MMA, INC.
(Exact name of registrant as specified
in its charter)
Delaware
|
001-37899
|
47-5412331
|
(State or Other Jurisdiction of
Incorporation)
|
(Commission
File Number)
|
(IRS Employer
Identification No.)
|
590 Madison Avenue, 21st Floor
New York, New York 10022
(Address of principal executive offices
and zip code)
Registrant’s telephone number,
including area code: (212) 739-7825
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
|
¨
|
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
¨
|
Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
¨
|
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
¨
|
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
þ
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
¨
|
Item 3.01.
|
Notice of Failure to
Satisfy a Continued Listing Rule or Standard.
|
On February 22, 2018, Alliance MMA,
Inc. (the “Company”) (NASDAQ: AMMA) received a letter (the “
Notification Letter
”) from The NASDAQ
Stock Market LLC (“
Nasdaq
”) notifying the Company that it is not in compliance with the minimum bid price requirement
set forth in Nasdaq Listing Rule 5550(a)(2) for continued listing on the Nasdaq Capital Market. Nasdaq Listing Rule 5550(a)(2)
requires listed securities to maintain a minimum bid price of $1.00 per share. Nasdaq Listing Rule 5810(c)(3)(A) provides that
a failure to meet the minimum bid price requirement exists if the deficiency continues for a period of 30 consecutive business
days. Based on the closing bid price of the Company’s common stock for the 30 consecutive business days prior to the date
of the Notification Letter, the Company no longer meets the minimum bid price requirement.
The Notification Letter does not impact
the Company’s listing on the Nasdaq Capital Market at this time. In accordance with Nasdaq Listing Rule 5810(c)(3)(A), the
Company has been provided 180 calendar days, or until August 21, 2018, to regain compliance with Nasdaq Listing Rule 5550(a)(2).
To regain compliance, the Company’s common stock must have a closing bid price of at least $1.00 for a minimum of 10 consecutive
business days. In the event the Company does not regain compliance by August 21, 2018, the Company may be eligible for an additional
period of 180 days within which to regain compliance.
******************
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
ALLIANCE MMA, INC.
|
|
|
|
By:
|
/s/ Robert L. Mazzeo
|
|
|
Robert L. Mazzeo
|
|
|
Chief Executive Officer
|
|
|
|
Dated: March 1, 2018
|
|
|
SCWorx (NASDAQ:WORX)
Historical Stock Chart
From Mar 2024 to Apr 2024
SCWorx (NASDAQ:WORX)
Historical Stock Chart
From Apr 2023 to Apr 2024