Current Report Filing (8-k)
August 29 2018 - 4:32PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
August 24, 2018
SUNWORKS,
INC.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
001-36868
|
|
01-0592299
|
(State
or other jurisdiction of
incorporation
or organization)
|
|
(Commission
File
Number)
|
|
IRS
Employer
Identification
No.)
|
1030
Winding Creek Road, Suite 100
Roseville,
CA
|
|
95678
|
(Address
of Principal Executive Offices)
|
|
(Zip
Code)
|
(916)
409-6900
(Registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
|
Written
communications pursuant to Rule 425 under the Securities Act
|
|
|
[ ]
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act
|
|
|
[ ]
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
|
[ ]
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Item
5.07 Submission of Matters to a Vote of Security Holders
On
August 24, 2018, Sunworks, Inc. (the “Company”) held its Annual Meeting of Stockholders (the “Annual Meeting”).
A total of 21,541,865 shares of common stock constituting a quorum, were represented in person or by valid proxies at the Annual
Meeting.
The final results for each of the matters submitted to a vote of stockholders at
the Annual Meeting, as set forth in the Definitive Proxy Statement, filed with the Securities and Exchange Commission on July
10, 2018, are as follows:
Proposal
1.
At the Annual Meeting, the terms of five (5) members of the Board of Directors expired. All of the five (5) nominees for
director were elected to serve until the next annual meeting of stockholders or until their respective successors have been duly
elected and qualified, or until such director’s earlier resignation, removal or death. The result of the votes to elect
the five (5) directors was as follows:
Directors
|
|
For
|
|
|
Withheld
|
|
|
Broker
Non-Votes
|
|
Charles
Cargile
|
|
|
8,145,740
|
|
|
|
97,849
|
|
|
|
13,298,276
|
|
Daniel
Gross
|
|
|
8,121,897
|
|
|
|
121,692
|
|
|
|
13,298,276
|
|
Rhone
Resch
|
|
|
7,787,258
|
|
|
|
456,331
|
|
|
|
13,298,276
|
|
Joshua
E. Schechter
|
|
|
8,116,246
|
|
|
|
127,343
|
|
|
|
13,298,276
|
|
Stanley
Speer
|
|
|
8,116,296
|
|
|
|
127,293
|
|
|
|
13,298,276
|
|
Proposal
2.
At the Annual Meeting, the stockholders approved the appointment of Liggett & Webb, P.A. as the Company’s independent
auditors for the fiscal year ending December 31, 2018. The result of the votes to approve Liggett & Webb, P.A. was as follows:
For
|
|
|
Against
|
|
|
Abstain
|
|
|
19,607,799
|
|
|
|
1,472,315
|
|
|
|
461,751
|
|
Proposal
3.
At the Annual Meeting, the stockholders approved a resolution to approve the compensation for the Company’s named
executive officers. The result of the votes to approve the resolution to approve the compensation of the Company’s executive
officers was as follows:
For
|
|
|
Against
|
|
|
Abstain
|
|
|
Broker
Non-Vote
|
|
|
7,115,835
|
|
|
|
992,908
|
|
|
|
134,846
|
|
|
|
13,298,276
|
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned thereunto duly authorized.
|
SUNWORKS,
INC.
|
|
|
|
Date:
August 29, 2018
|
By:
|
/s/
Charles F. Cargile
|
|
Name:
|
Charles
F. Cargile
|
|
Title:
|
Chief
Executive Officer
|
Sunworks (NASDAQ:SUNW)
Historical Stock Chart
From Mar 2024 to Apr 2024
Sunworks (NASDAQ:SUNW)
Historical Stock Chart
From Apr 2023 to Apr 2024