Current Report Filing (8-k)
March 18 2022 - 4:16PM
Edgar (US Regulatory)
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2022-03-17
2022-03-17
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xbrli:shares
iso4217:USD
xbrli:shares
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): March 17, 2022
NUZEE, INC.
(Exact name of registrant as specified in its charter)
Nevada
|
|
001-39338
|
|
38-3849791
|
(State or other jurisdiction
of incorporation or organization |
|
(Commission
File #) |
|
(IRS Employer
Identification No.) |
1401 Capital Avenue, Suite B, Plano, Texas 75074
(Address of principal executive offices)
(760) 295-2408
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
Common
Stock, $0.00001 par value |
|
NUZE |
|
The
Nasdaq Stock Market LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item
5.07 Submission of Matters to a Vote of Security Holders
On
March 17, 2022, NuZee, Inc. (the “Company”) held its 2022 Annual Meeting of Stockholders (the “Annual Meeting”).
As of January 19, 2022, the record date for the Annual Meeting, 18,204,837 shares
of common stock of the Company were outstanding and entitled to vote. A quorum of outstanding votes entitled to be cast were
present by virtual attendance or represented by proxy at the Annual Meeting. All proposed
measures passed and the director nominees recommended by the Company were elected. The final results for each of the matters submitted
to a vote of stockholders at the Annual Meeting are as follows:
Proposal
1 – Election of Directors
Name of Nominee | |
For | | |
Withheld | | |
Broker Non-Votes | |
Masateru Higashida | |
| 7,305,673 | | |
| 6,482 | | |
| 3,169,752 | |
Kevin J. Conner | |
| 7,305,886 | | |
| 6,269 | | |
| 3,169,752 | |
Tracy Ging | |
| 7,306,423 | | |
| 5,732 | | |
| 3,169,752 | |
J. Chris Jones | |
| 7,305,870 | | |
| 6,285 | | |
| 3,169,752 | |
Nobuki Kurita | |
| 7,306,133 | | |
| 6,022 | | |
| 3,169,752 | |
David G. Robson | |
| 7,271,772 | | |
| 40,383 | | |
| 3,169,752 | |
Proposal
2 – Advisory Vote on Compensation of Named Executive Officers
Votes For: | |
| 7,273,527 | |
Votes Against: | |
| 35,975 | |
Abstain: | |
| 2,653 | |
Broker Non-Votes: | |
| 3,169,752 | |
Proposal
3 – Ratification of Appointment of Independent Registered Public Accounting Firm
Votes For: | |
| 10,460,152 | |
Votes Against: | |
| 10,817 | |
Abstain: | |
| 10,938 | |
SIGNATURE
Pursuant
to the requirements of the Securities and Exchange Act of 1934, the Registrant has caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
|
NUZEE,
INC. |
|
|
|
Dated:
March 18, 2022 |
By: |
/s/
Patrick Shearer |
|
Name: |
Patrick
Shearer |
|
Title: |
Chief
Financial Officer |
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